Su Lisa T. - 06 Nov 2024 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Role
Chair, President & CEO, Director
Signature
/s/Linda Lam by Power of Attorney for Lisa T. Su
Issuer symbol
AMD
Transactions as of
06 Nov 2024
Net transactions value
-$9,981,369
Form type
4
Filing time
08 Nov 2024, 16:26:35 UTC
Previous filing
13 Sep 2024
Next filing
03 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $1,528,000 +80,000 +2.2% $19.10 3,646,762 06 Nov 2024 Direct F1
transaction AMD Common Stock Sale $838,057 -5,896 -0.16% $142.14 3,640,866 06 Nov 2024 Direct F2, F3
transaction AMD Common Stock Sale $4,414,106 -30,814 -0.85% $143.25 3,610,052 06 Nov 2024 Direct F2, F4
transaction AMD Common Stock Sale $3,591,864 -24,921 -0.69% $144.13 3,585,131 06 Nov 2024 Direct F2, F5
transaction AMD Common Stock Sale $2,665,342 -18,369 -0.51% $145.10 3,566,762 06 Nov 2024 Direct F2, F6
holding AMD Common Stock 95,725 06 Nov 2024 By Grantor Retained Annuity Trust 2021B
holding AMD Common Stock 168,601 06 Nov 2024 By Grantor Retained Annuity Trust 2021C
holding AMD Common Stock 166,017 06 Nov 2024 By Grantor Retained Annuity Trust LTS 2022 GRAT A
holding AMD Common Stock 187,787 06 Nov 2024 By Grantor Retained Annuity Trust LTS 2022 GRAT B

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -80,000 -51% $0.000000 76,496 06 Nov 2024 Common Stock 80,000 $19.10 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023.
F3 Transaction executed in multiple trades at prices ranging from $141.63 to $142.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $142.65 to $143.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $143.65 to $144.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 Transaction executed in multiple trades at prices ranging from $144.66 to $145.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7 The options vest 1/3 on each of August 9, 2019, 2020 and 2021.