Su Lisa T. - 05 Jun 2024 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Signature
/s/Linda Lam by Power of Attorney for Lisa T. Su
Issuer symbol
AMD
Transactions as of
05 Jun 2024
Net transactions value
-$22,947,560
Form type
4
Filing time
07 Jun 2024, 16:16:25 UTC
Previous filing
10 May 2024
Next filing
11 Jun 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $610,413 +47,577 +1.5% $12.83* 3,144,807 05 Jun 2024 Direct F1
transaction AMD Common Stock Sale $1,257,177 -7,757 -0.25% $162.07 3,137,050 05 Jun 2024 Direct F2, F3
transaction AMD Common Stock Sale $1,865,584 -11,446 -0.36% $162.99 3,125,604 05 Jun 2024 Direct F2, F4
transaction AMD Common Stock Sale $3,312,639 -20,156 -0.64% $164.35 3,105,448 05 Jun 2024 Direct F2, F5
transaction AMD Common Stock Sale $9,827,581 -59,453 -1.9% $165.30 3,045,995 05 Jun 2024 Direct F2, F6
transaction AMD Common Stock Sale $6,979,590 -42,028 -1.4% $166.07 3,003,967 05 Jun 2024 Direct F2, F7
transaction AMD Common Stock Sale $315,403 -1,890 -0.06% $166.88 3,002,077 05 Jun 2024 Direct F2, F8
holding AMD Common Stock 95,725 05 Jun 2024 By Grantor Retained Annuity Trust 2021B
holding AMD Common Stock 168,601 05 Jun 2024 By Grantor Retained Annuity Trust 2021C
holding AMD Common Stock 166,017 05 Jun 2024 By Grantor Retained Annuity Trust LTS 2022 GRAT A
holding AMD Common Stock 187,787 05 Jun 2024 By Grantor Retained Annuity Trust LTS 2022 GRAT B

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -47,577 -100% $0.000000* 0 05 Jun 2024 Common Stock 47,577 $12.83 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2023.
F3 Transaction executed in multiple trades at prices ranging from $161.61 to $162.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $162.64 to $163.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $163.76 to $164.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 Transaction executed in multiple trades at prices ranging from $164.76 to $165.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7 Transaction executed in multiple trades at prices ranging from $165.76 to $166.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8 Transaction executed in multiple trades at prices ranging from $166.76 to $167.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9 The options vest 1/3 on each of August 9, 2018, 2019 and 2020.