Mark D. Papermaster - 15 May 2024 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Role: Chief Technology Officer & EVP
Signature: /s/ Linda Lam By Power of Attorney for Mark Papermaster
Issuer symbol: AMD
Transactions as of: 15 May 2024
Net transactions value: -$2,321,114
Form type: 4
Filing time: 17 May 2024, 16:09:21 UTC
Previous filing: 17 Apr 2024
Next filing: 06 Jun 2024
SEC: View on sec.gov

Key filing fact

Mark D. Papermaster filed Form 4 for ADVANCED MICRO DEVICES INC (AMD) on 17 May 2024.

Key facts

This page summarizes Mark D. Papermaster's Form 4 filing for ADVANCED MICRO DEVICES INC (AMD).
5 reported transactions and 1 derivative row are listed below.
Filing timestamp: 17 May 2024, 16:09.

Change

Previous filing in this sequence was filed on 17 Apr 2024.
Current net transaction value: -$2,321,114.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Transactions Table

AMD transaction

Common Stock

Options Exercise

Transaction value: $207,846
Shares: +16,200
Change %: +1%
Price: $12.83^*
Shares after: 1,570,802
Date: 15 May 2024
Ownership: Direct
Footnotes: F1

AMD transaction

Common Stock

Sale

Transaction value: $530,228
Shares: -3,414
Change %: -0.22%
Price: $155.31
Shares after: 1,567,388
Date: 15 May 2024
Ownership: Direct
Footnotes: F2, F3

AMD transaction

Common Stock

Sale

Transaction value: $1,881,491
Shares: -12,040
Change %: -0.77%
Price: $156.27
Shares after: 1,555,348
Date: 15 May 2024
Ownership: Direct
Footnotes: F2, F4

AMD transaction

Common Stock

Sale

Transaction value: $117,241
Shares: -746
Change %: -0.05%
Price: $157.16
Shares after: 1,554,602
Date: 15 May 2024
Ownership: Direct
Footnotes: F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

AMD transaction Derivative

Stock Option

Options Exercise

Transaction value: $0
Shares: -16,200
Change %: -33%
Price: $0.000000
Shares after: 32,956
Date: 15 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 16,200
Exercise price: $12.83
Footnotes: F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2023.
F2	The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2023.
F3	The reported price in Column 4 is a weighted average sale price applied to the transaction by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $154.77 to $155.75 per share, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4	The reported price in Column 4 is a weighted average sale price applied to the transaction by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $155.89 to $156.83 per share, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5	The reported price in Column 4 is a weighted average sale price applied to the transaction by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $157.05 to $157.30 per share, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6	The options vest 1/3 on each of August 9, 2018, 2019 and 2020.