Su Lisa T. - 15 Aug 2023 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Role
Chair, President & CEO, Director
Signature
/s/Linda Lam by Power of Attorney for Lisa T. Su
Issuer symbol
AMD
Transactions as of
15 Aug 2023
Net transactions value
-$7,407,153
Form type
4
Filing time
17 Aug 2023, 16:10:23 UTC
Previous filing
11 Aug 2023
Next filing
18 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $962,250 +75,000 +2.3% $12.83* 3,267,774 15 Aug 2023 Direct F1
transaction AMD Common Stock Sale $1,891,382 -17,061 -0.52% $110.86 3,250,713 15 Aug 2023 Direct F2, F3
transaction AMD Common Stock Sale $5,469,708 -48,981 -1.5% $111.67 3,201,732 15 Aug 2023 Direct F2, F4
transaction AMD Common Stock Sale $1,008,312 -8,958 -0.28% $112.56 3,192,774 15 Aug 2023 Direct F2, F5
holding AMD Common Stock 74,471 15 Aug 2023 By Grantor Retained Annuity Trust 2021A
holding AMD Common Stock 137,550 15 Aug 2023 By Grantor Retained Annuity Trust 2021B
holding AMD Common Stock 181,195 15 Aug 2023 By Grantor Retained Annuity Trust 2021C
holding AMD Common Stock 200,000 15 Aug 2023 By Grantor Retained Annuity Trust LTS 2022 GRAT A
holding AMD Common Stock 206,784 15 Aug 2023 By Grantor Retained Annuity Trust LTS 2022 GRAT B

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -75,000 -22% $0.000000 272,577 15 Aug 2023 Common Stock 75,000 $12.83 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.
F3 Transaction executed in multiple trades at prices ranging from $110.26 to $111.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $111.27 to $112.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $112.27 to $113.06 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 The options vest 1/3 on each of August 9, 2018, 2019 and 2020.