Quick Takeaways
- This page summarizes Mark D. Papermaster's Form 4 filing for ADVANCED MICRO DEVICES INC (AMD).
- 5 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 10 Jul 2023, 16:26.
Mark D. Papermaster - 06 Jul 2023 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)
- Signature
- /s/ Linda Lam By Power of Attorney for Mark Papermaster
- Issuer symbol
- AMD
- Transactions as of
- 06 Jul 2023
- Net transactions value
- -$3,313,103
- Form type
- 4
- Filing time
- 10 Jul 2023, 16:26:50 UTC
- Previous filing
- 07 Jun 2023
- Next filing
- 11 Aug 2023
- SEC
- View on sec.gov
Quoteable Key Fact
"Mark D. Papermaster filed Form 4 for ADVANCED MICRO DEVICES INC (AMD) on 10 Jul 2023."
What Changed
- Previous filing in this sequence was filed on 07 Jun 2023.
- Current net transaction value: -$3,313,103.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMD | Common Stock | Options Exercise | $221,273 | +31,701 | +2.1% | $6.98* | 1,544,946 | 06 Jul 2023 | Direct | F1 |
| transaction | AMD | Common Stock | Sale | $1,201,039 | -10,827 | -0.7% | $110.93 | 1,534,119 | 06 Jul 2023 | Direct | F2, F3 |
| transaction | AMD | Common Stock | Sale | $2,054,610 | -18,394 | -1.2% | $111.70 | 1,515,725 | 06 Jul 2023 | Direct | F2, F4 |
| transaction | AMD | Common Stock | Sale | $278,727 | -2,480 | -0.16% | $112.39 | 1,513,245 | 06 Jul 2023 | Direct | F2, F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMD | Stock Option Grant | Options Exercise | $0 | -31,701 | -100% | $0.000000* | 0 | 06 Jul 2023 | Common Stock | 31,701 | $6.98 | Direct | F6 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 17, 2022. |
| F2 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 17, 2022. |
| F3 | Transaction executed in multiple trades at prices ranging from $110.33 to $111.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F4 | Transaction executed in multiple trades at prices ranging from $111.33 to $112.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F5 | Transaction executed in multiple trades at prices ranging from $112.34 to $112.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F6 | This option vested 33 1/3% on July 26, 2017 and 8 1/3% per quarter over the subsequent eight quarters. |