| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMD | Common Stock | Gift | $0 | -61,266 | -2.1% | $0.000000 | 2,888,902 | 06 Jun 2023 | Direct | |
| transaction | AMD | Common Stock | Options Exercise | $5,424,954 | +777,214 | +27% | $6.98* | 3,666,116 | 06 Jun 2023 | Direct | |
| transaction | AMD | Common Stock | Sale | $1,985,785 | -16,769 | -0.46% | $118.42 | 3,649,347 | 06 Jun 2023 | Direct | F1, F2 |
| transaction | AMD | Common Stock | Sale | $298,300 | -2,500 | -0.07% | $119.32 | 3,646,847 | 06 Jun 2023 | Direct | F1, F3 |
| transaction | AMD | Common Stock | Sale | $1,163,187 | -9,645 | -0.26% | $120.60 | 3,637,202 | 06 Jun 2023 | Direct | F1, F4 |
| transaction | AMD | Common Stock | Sale | $2,777,418 | -22,850 | -0.63% | $121.55 | 3,614,352 | 06 Jun 2023 | Direct | F1, F5 |
| transaction | AMD | Common Stock | Sale | $13,563,308 | -110,748 | -3.1% | $122.47 | 3,503,604 | 06 Jun 2023 | Direct | F1, F6 |
| transaction | AMD | Common Stock | Sale | $13,975,377 | -113,106 | -3.2% | $123.56 | 3,390,498 | 06 Jun 2023 | Direct | F1, F7 |
| transaction | AMD | Common Stock | Sale | $3,026,781 | -24,382 | -0.72% | $124.14 | 3,366,116 | 06 Jun 2023 | Direct | F1, F8 |
| transaction | AMD | Common Stock | Tax liability | $25,348,635 | -204,046 | -6.1% | $124.23 | 3,162,070 | 06 Jun 2023 | Direct | F9 |
| holding | AMD | Common Stock | 74,471 | 06 Jun 2023 | By Grantor Retained Annuity Trust 2021A | ||||||
| holding | AMD | Common Stock | 137,550 | 06 Jun 2023 | By Grantor Retained Annuity Trust 2021B | ||||||
| holding | AMD | Common Stock | 181,195 | 06 Jun 2023 | By Grantor Retained Annuity Trust 2021C | ||||||
| holding | AMD | Common Stock | 200,000 | 06 Jun 2023 | By Grantor Retained Annuity Trust LTS 2022 GRAT A | ||||||
| holding | AMD | Common Stock | 206,784 | 06 Jun 2023 | By Grantor Retained Annuity Trust LTS 2022 GRAT B |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMD | Stock Option Grant | Options Exercise | $0 | -777,214 | -100% | $0.000000* | 0 | 06 Jun 2023 | Common Stock | 777,214 | $6.98 | Direct | F10 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022. |
| F2 | Transaction executed in multiple trades at prices ranging from $117.85 to $118.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F3 | Transaction executed in multiple trades at prices ranging from $118.89 to $119.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F4 | Transaction executed in multiple trades at prices ranging from $119.93 to $120.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F5 | Transaction executed in multiple trades at prices ranging from $120.95 to $121.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F6 | Transaction executed in multiple trades at prices ranging from $121.95 to $122.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F7 | Transaction executed in multiple trades at prices ranging from $122.95 to $123.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F8 | Transaction executed in multiple trades at prices ranging from $123.95 to $124.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F9 | Represents shares that have been withheld by AMD to pay the exercise price and to satisfy income tax and withholding and remittance obligations in connection with the Reporting Person's exercise of 477,214 stock options and does not represent a sale by the Reporting Person. |
| F10 | This option vests 33 1/3% on July 26, 2017 and then 8 1/3% per quarter over the subsequent eight quarters. |