Su Lisa T. - 16 Aug 2022 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Role
Chairman, President & CEO, Director
Signature
/s/Linda Lam by Power of Attorney for Lisa T. Su
Issuer symbol
AMD
Transactions as of
16 Aug 2022
Net transactions value
-$29,943,040
Form type
4
Filing time
18 Aug 2022, 18:22:07 UTC
Previous filing
11 Aug 2022
Next filing
16 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $0 +451,587 +17% $0.000000 3,104,685 16 Aug 2022 Direct
transaction AMD Common Stock Tax liability $17,805,540 -177,700 -5.7% $100.20 2,926,985 16 Aug 2022 Direct
transaction AMD Common Stock Options Exercise $365,000 +125,000 +4.3% $2.92 3,051,985 18 Aug 2022 Direct F1
transaction AMD Common Stock Sale $12,502,500 -125,000 -4.1% $100.02 2,926,985 18 Aug 2022 Direct F2, F3
holding AMD Common Stock 200,000 16 Aug 2022 By Grantor Retained Annuity Trust 2021A
holding AMD Common Stock 200,000 16 Aug 2022 By Grantor Retained Annuity Trust 2021B
holding AMD Common Stock 200,000 16 Aug 2022 By Grantor Retained Annuity Trust 2021C

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Performance Stock Units Options Exercise $0 -451,587 -100% $0.000000* 0 16 Aug 2022 Common Stock 451,587 Direct F4, F5
transaction AMD Stock Option Grant Options Exercise $0 -125,000 -19% $0.000000 528,457 18 Aug 2022 Common Stock 125,000 $2.92 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 16, 2021.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021.
F3 Transaction executed in multiple trades at prices ranging from $100.00 to $100.10 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Each performance-based restricted stock unit ("PRSU") represents a contingent right to receive one share of AMD's common stock.
F5 Reflects shares issued in settlement of PRSUs earned and vested under PRSU award granted on August 9, 2019.
F6 This option vests 33 1/3% on December 26, 2016, then remaining shares vest 8 1/3% per quarter over the next eight following quarters.