Mark Papermaster - 15 Nov 2021 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Role
Chief Technology Officer & EVP
Signature
/s/ Linda Lam by Power-of-attorney for Mark Papermaster
Issuer symbol
AMD
Transactions as of
15 Nov 2021
Transactions value $
-$7,998,730
Form type
4
Date filed
17 Nov 2021, 15:31
Previous filing
19 Oct 2021
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $101K +55K +4.25% $1.84* 1.35M 15 Nov 2021 Direct F1
transaction AMD Common Stock Sale -$4.29M -29.2K -2.17% $146.87 1.32M 15 Nov 2021 Direct F2, F3
transaction AMD Common Stock Sale -$3.27M -22.2K -1.68% $147.60 1.3M 15 Nov 2021 Direct F2, F4
transaction AMD Common Stock Sale -$535K -3.6K -0.28% $148.51 1.29M 15 Nov 2021 Direct F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -55K -47.73% $0.00 60.2K 15 Nov 2021 Common Stock 55K $1.84 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F3 Transaction executed in multiple trades at prices ranging from $146.29 to $147.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $147.29 to $148.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $148.30 to $148.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 This option vested 33 1/3% on August 15, 2016 and 8 1/3% per quarter over the subsequent eight quarters.