Lisa T. Su - Nov 9, 2021 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Signature
/s/Linda Lam by Power of Attorney for Lisa T. Su
Stock symbol
AMD
Transactions as of
Nov 9, 2021
Transactions value $
-$18,217,992
Form type
4
Date filed
11/12/2021, 03:21 PM
Previous filing
Sep 16, 2021
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $365K +125K +5.79% $2.92 2.28M Nov 9, 2021 Direct F1, F2
transaction AMD Common Stock Sale -$393K -2.71K -0.12% $144.95 2.28M Nov 9, 2021 Direct F3, F4
transaction AMD Common Stock Sale -$644K -4.42K -0.19% $145.81 2.28M Nov 9, 2021 Direct F3, F5
transaction AMD Common Stock Sale -$1.89M -12.9K -0.57% $147.03 2.26M Nov 9, 2021 Direct F3, F6
transaction AMD Common Stock Sale -$4.28M -28.9K -1.28% $148.01 2.23M Nov 9, 2021 Direct F3, F7
transaction AMD Common Stock Sale -$8.84M -59.4K -2.66% $148.81 2.17M Nov 9, 2021 Direct F3, F8
transaction AMD Common Stock Sale -$569K -3.8K -0.17% $149.77 2.17M Nov 9, 2021 Direct F3, F9
transaction AMD Common Stock Sale -$422K -2.8K -0.13% $150.86 2.17M Nov 9, 2021 Direct F3, F10
transaction AMD Common Stock Sale -$685K -4.5K -0.21% $152.08 2.16M Nov 9, 2021 Direct F3, F11
transaction AMD Common Stock Sale -$404K -2.64K -0.12% $152.90 2.16M Nov 9, 2021 Direct F3, F12
transaction AMD Common Stock Sale -$293K -1.9K -0.09% $154.24 2.16M Nov 9, 2021 Direct F3, F13
transaction AMD Common Stock Sale -$155K -1K -0.05% $155.08 2.16M Nov 9, 2021 Direct F3, F14
holding AMD Common Stock 133K Nov 9, 2021 By Grantor Retained Annuity Trust F15
holding AMD Common Stock 200K Nov 9, 2021 By Grantor Retained Annuity Trust 2021A F16
holding AMD Common Stock 200K Nov 9, 2021 By Grantor Retained Annuity Trust 2021B F16
holding AMD Common Stock 200K Nov 9, 2021 By Grantor Retained Annuity Trust 2021C F16

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -125K -12.46% $0.00 878K Nov 9, 2021 Common Stock 125K $2.92 Direct F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2 Includes: (i) an annuity distribution on November 5, 2021 of 66,547 shares of the Issuer's Common Stock from the Reporting Person's Grantor Retained Annuity Trust (GRAT), dated May 18, 2020, to the Reporting Person; and (ii) the contribution of 600,000 shares of the Issuer's Common Stock to the creation of three GRATs for the Reporting Person, as described in footnotes 15 and 16 below.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F4 Transaction executed in multiple trades at prices ranging from $144.40 to $145.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $145.44 to $146.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 Transaction executed in multiple trades at prices ranging from $146.44 to $147.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7 Transaction executed in multiple trades at prices ranging from $147.44 to $148.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8 Transaction executed in multiple trades at prices ranging from $148.45 to $149.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9 Transaction executed in multiple trades at prices ranging from $149.46 to $150.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F10 Transaction executed in multiple trades at prices ranging from $150.46 to $151.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F11 Transaction executed in multiple trades at prices ranging from $151.52 to $152.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F12 Transaction executed in multiple trades at prices ranging from $152.53 to $153.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F13 Transaction executed in multiple trades at prices ranging from $153.54 to $154.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F14 Transaction executed in multiple trades at prices ranging from $154.60 to $155.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F15 On November 5, 2021, 66,547 shares were distributed to the Reporting Person as an annuity.
F16 On November 5, 2021, the Reporting Person contributed 200,000 shares of the Issuer's Common Stock to a GRAT for which the Reporting Person serves as a trustee and sole annuitant.
F17 This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters.