Su Lisa T. - 11 May 2021 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Role
President & CEO, Director
Signature
/s/ Lisa T. Su.
Issuer symbol
AMD
Transactions as of
11 May 2021
Net transactions value
-$9,023,992
Form type
4
Filing time
13 May 2021, 17:55:21 UTC
Next filing
10 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Options Exercise $326,474 +116,598 +4.8% $2.80 2,549,450 11 May 2021 Direct F1
transaction AMD Common Stock Options Exercise $24,534 +8,402 +0.33% $2.92 2,557,852 11 May 2021 Direct F1
transaction AMD Common Stock Sale $9,375,000 -125,000 -4.9% $75.00 2,432,852 11 May 2021 Direct F2
holding AMD Common Stock 200,000 11 May 2021 By Grantor Retained Annuity Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -116,598 -100% $0.000000* 0 11 May 2021 Common Stock 116,598 $2.80 Direct F3
transaction AMD Stock Option Grant Options Exercise $0 -8,402 -0.61% $0.000000 1,378,457 11 May 2021 Common Stock 8,402 $2.92 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020.
F3 This option vested 33 1/3% on October 8, 2015 and 8 1/3% per quarter over the subsequent eight quarters.
F4 This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters.