Frederic A. Escherich - 31 Dec 2021 Form 5 Insider Report for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX)

Role
Director
Signature
Gail L. Valenti as Attorney-in-Fact for Frederic A. Escherich
Issuer symbol
ADX
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
5
Filing time
11 Feb 2022, 12:22:24 UTC
Previous filing
14 Dec 2021
Next filing
22 Jun 2022

Key filing fact

Frederic A. Escherich filed Form 5 for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX) on 11 Feb 2022.

Key facts

  • This page summarizes Frederic A. Escherich's Form 5 filing for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Filing timestamp: 11 Feb 2022, 12:22.

Change

  • Previous filing in this sequence was filed on 14 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC Source

Ownership activity is grounded in SEC Form 5 disclosures.

See Original Filing

Transactions Table

ADX transaction

Common Stock

Award

Transaction value
$0
Shares
+956
Change %
+29%
Price
$0.000000
Shares after
4,238
Date
31 Dec 2021
Ownership
Direct
Footnotes
F1, F2, F3
ADX transaction

Common Stock

Other

Transaction value
$0
Shares
+4,234
Change %
+7.3%
Price
$0.000000
Shares after
62,489
Date
31 Dec 2021
Ownership
Direct
Footnotes
F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares, 382 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2014 and deferred until 01/15/2021. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.
F2 Of these shares, 574 accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.
F3 A fractional share in the amount of 0.25 was issued as part of DSU's (granted in lieu of a 2014 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.
F4 These shares were acquired in exempt transactions as a result of dividend reinvestment. In addition, a fractional share in the amount of 0.548 was sold on 04/27/2021 as a result of a transfer of the securities from a registered account to a brokerage account. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.
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