Key facts
- This page summarizes Frederic A. Escherich's Form 5 filing for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 11 Feb 2022, 12:22.
Frederic A. Escherich - 31 Dec 2021 Form 5 Insider Report for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX)
- Reporting relationship
- Director
- Issuer ticker
- ADX
- Reported as of
- 31 Dec 2021
- Net transaction value
- $0
- SEC form
- 5
- Accepted by SEC
- 11 Feb 2022, 12:22:24 UTC
- Prior SEC filing
- 14 Dec 2021
- Next SEC filing
- 22 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- Gail L. Valenti as Attorney-in-Fact for Frederic A. Escherich
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Frederic A. Escherich filed Form 5 for ADAMS DIVERSIFIED EQUITY FUND, INC. (ADX) on 11 Feb 2022.
Change
- Previous filing in this sequence was filed on 14 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ADX
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +956
- Change %
- +29%
- Price
- $0.000000
- Shares after
- 4,238
- Date
- 31 Dec 2021
- Ownership
- Direct
- Footnotes
- F1, F2, F3
ADX
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- +4,234
- Change %
- +7.3%
- Price
- $0.000000
- Shares after
- 62,489
- Date
- 31 Dec 2021
- Ownership
- Direct
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Of these shares, 382 shares accrued as dividend equivalents on 750 restricted stock units, which were granted in 2014 and deferred until 01/15/2021. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.
Footnote F2
Of these shares, 574 accrued as dividend equivalents on deferred stock units (shares received in lieu of director retainer fees). The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.
Footnote F3
A fractional share in the amount of 0.25 was issued as part of DSU's (granted in lieu of a 2014 deferred cash retainer) & DE shares earned. The fractional share was surrendered as non-transferrable to a registered account.
Footnote F4
These shares were acquired in exempt transactions as a result of dividend reinvestment. In addition, a fractional share in the amount of 0.548 was sold on 04/27/2021 as a result of a transfer of the securities from a registered account to a brokerage account. The Issuer's stock traded in a range of $16.83 - $22.31 during 2021.