Tracy E. Ohmart - 01 Mar 2023 Form 4 Insider Report for ADAMS RESOURCES & ENERGY, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Mar 2023, 15:33:55 UTC
Prior SEC filing
18 Nov 2022
Next SEC filing
20 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy E. Ohmart

Key filing fact

Tracy E. Ohmart filed Form 4 for ADAMS RESOURCES & ENERGY, INC. on 02 Mar 2023.

Key facts

  • This page summarizes Tracy E. Ohmart's Form 4 filing for ADAMS RESOURCES & ENERGY, INC..
  • 11 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 02 Mar 2023, 15:33.

Change

  • Previous filing in this sequence was filed on 18 Nov 2022.
  • Current net transaction value: -$34,191.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AE transaction

Common stock

Options Exercise

Transaction value
$0
Shares
+330
Change %
+7.8%
Price
$0.000000
Shares after
4,558
Date
01 Mar 2023
Ownership
Direct
AE transaction

Common stock

Options Exercise

Transaction value
$0
Shares
+368
Change %
+8.1%
Price
$0.000000
Shares after
4,926
Date
01 Mar 2023
Ownership
Direct
AE transaction

Common stock

Options Exercise

Transaction value
$0
Shares
+343
Change %
+7%
Price
$0.000000
Shares after
5,269
Date
01 Mar 2023
Ownership
Direct
AE transaction

Common stock

Options Exercise

Transaction value
$0
Shares
+1,369
Change %
+26%
Price
$0.000000
Shares after
6,638
Date
01 Mar 2023
Ownership
Direct
AE transaction

Common stock

Tax liability

Transaction value
$34,191
Shares
-589
Change %
-8.9%
Price
$58.05
Shares after
6,049
Date
01 Mar 2023
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AE transaction Derivative

Restricted stock units

Options Exercise

Transaction value
$0
Shares
-330
Change %
-16%
Price
$0.000000
Shares after
1,766
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common stock
Underlying amount
330
Exercise price
Footnotes
F1, F2
AE transaction Derivative

Restricted stock units

Options Exercise

Transaction value
$0
Shares
-368
Change %
-21%
Price
$0.000000
Shares after
1,398
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common stock
Underlying amount
368
Exercise price
Footnotes
F2, F3
AE transaction Derivative

Restricted stock units

Options Exercise

Transaction value
$0
Shares
-343
Change %
-25%
Price
$0.000000
Shares after
1,055
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common stock
Underlying amount
343
Exercise price
Footnotes
F2, F4
AE transaction Derivative

Performance share units

Options Exercise

Transaction value
$0
Shares
-1,369
Change %
-44%
Price
$0.000000
Shares after
1,726
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common stock
Underlying amount
1,369
Exercise price
Footnotes
F5
AE transaction Derivative

Restricted stock units

Award

Transaction value
$0
Shares
+1,039
Change %
+98%
Price
$0.000000
Shares after
2,094
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common stock
Underlying amount
1,039
Exercise price
Footnotes
F2, F6, F7
AE transaction Derivative

Performance share units

Award

Transaction value
$0
Shares
+1,039
Change %
+60%
Price
$0.000000
Shares after
2,779
Date
01 Mar 2023
Ownership
Direct
Underlying class
Common stock
Underlying amount
1,039
Exercise price
Footnotes
F8, F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

The reporting person was previously granted 989 restricted stock units of Adams Resources & Energy, Inc. (AE) vesting in three equal installments beginning March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting.

Footnote F2

Total includes restricted stock units previously awarded that have different vesting and expiration dates, as reported.

Footnote F3

The reporting person was previously granted 1,104 restricted stock units of Adams Resources & Energy, Inc. (AE) vesting in three equal installments beginning March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting.

Footnote F4

The reporting person was previously granted 1,030 restricted stock units of Adams Resources & Energy, Inc. (AE) vesting in three equal installments beginning March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting.

Footnote F5

The reporting person was previously granted performance share units of AE vesting on March 1, 2023.

Footnote F6

The reporting person received a grant of 1,039 restricted stock units of Adams Resources & Energy, Inc. (AE) on March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting.

Footnote F7

The restricted stock units will vest (i.e., the restrictions will lapse) in three equal annual installments beginning on March 1, 2024, provided the reporting person remains in continuing active service on the vesting date (subject to accelerated vesting in some circumstances).

Footnote F8

The reporting person received a grant of 1,039 performance share units of Adams Resources & Energy, Inc. on March 1, 2023. The performance share units will vest on March 1, 2026, provided the reporting person remains in continuing active service on the vesting date (subject to accelerated vesting in certain circumstances), and subject to the attainment of certain performance criteria as specified in the award agreement.

Footnote F9

Total includes 696 and 1,030 performance share units previously awarded on March 1, 2021 and March 1, 2022, respectively, as reported. An additional 14 performance share units are the result of the achievement of applicable performance conditions during the 2022 period.

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