Quick Takeaways
- This page summarizes Greg L. Mills's Form 4 filing for ADAMS RESOURCES & ENERGY, INC..
- 11 reported transactions and 6 derivative rows are listed below.
- Filing timestamp: 02 Mar 2023, 15:33.
Greg L. Mills - 01 Mar 2023 Form 4 Insider Report for ADAMS RESOURCES & ENERGY, INC.
- Signature
- /s/ Greg L. Mills
- Issuer symbol
- N/A
- Transactions as of
- 01 Mar 2023
- Net transactions value
- -$37,907
- Form type
- 4
- Filing time
- 02 Mar 2023, 15:33:22 UTC
- Previous filing
- 31 Jan 2023
- Next filing
- 04 Mar 2024
- SEC
- View on sec.gov
Quoteable Key Fact
"Greg L. Mills filed Form 4 for ADAMS RESOURCES & ENERGY, INC. on 02 Mar 2023."
What Changed
- Previous filing in this sequence was filed on 31 Jan 2023.
- Current net transaction value: -$37,907.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AE | Common stock | Options Exercise | $0 | +373 | +33% | $0.000000 | 1,515 | 01 Mar 2023 | Direct | |
| transaction | AE | Common stock | Options Exercise | $0 | +357 | +24% | $0.000000 | 1,872 | 01 Mar 2023 | Direct | |
| transaction | AE | Common stock | Options Exercise | $0 | +400 | +21% | $0.000000 | 2,272 | 01 Mar 2023 | Direct | |
| transaction | AE | Common stock | Options Exercise | $0 | +1,547 | +68% | $0.000000 | 3,819 | 01 Mar 2023 | Direct | |
| transaction | AE | Common stock | Tax liability | $37,907 | -653 | -17% | $58.05 | 3,166 | 01 Mar 2023 | Direct |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AE | Restricted stock units | Options Exercise | $0 | -373 | -16% | $0.000000 | 1,917 | 01 Mar 2023 | Common stock | 373 | Direct | F1, F2 | |
| transaction | AE | Restricted stock units | Options Exercise | $0 | -357 | -19% | $0.000000 | 1,560 | 01 Mar 2023 | Common stock | 357 | Direct | F2, F3 | |
| transaction | AE | Restricted stock units | Options Exercise | $0 | -400 | -26% | $0.000000 | 1,160 | 01 Mar 2023 | Common stock | 400 | Direct | F2, F4 | |
| transaction | AE | Performance share units | Options Exercise | $0 | -1,547 | -45% | $0.000000 | 1,877 | 01 Mar 2023 | Common stock | 1,547 | Direct | F5 | |
| transaction | AE | Restricted stock units | Award | $0 | +1,166 | +101% | $0.000000 | 2,326 | 01 Mar 2023 | Common stock | 1,166 | Direct | F2, F6, F7 | |
| transaction | AE | Performance share units | Award | $0 | +1,165 | +62% | $0.000000 | 3,058 | 01 Mar 2023 | Common stock | 1,165 | Direct | F8, F9 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | The reporting person was previously granted 1,117 restricted stock units of Adams Resources & Energy, Inc. (AE) vesting in three equal installments beginning March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting. |
| F2 | Total includes restricted stock units previously awarded that have different vesting and expiration dates, as reported. |
| F3 | The reporting person was previously granted 1,072 restricted stock units of Adams Resources & Energy, Inc. (AE) vesting in three equal installments beginning March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting. |
| F4 | The reporting person was previously granted 1,202 restricted stock units of Adams Resources & Energy, Inc. (AE) vesting in three equal installments beginning March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting. |
| F5 | The reporting person was previously granted performance share units of AE vesting on March 1, 2023. |
| F6 | The reporting person received a grant of 1,166 restricted stock units of Adams Resources & Energy, Inc. (AE) on March 1, 2023. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting. |
| F7 | The restricted stock units will vest (i.e., the restrictions will lapse) in three equal annual installments beginning on March 1, 2024, provided the reporting person remains in continuing active service on the vesting date (subject to accelerated vesting in some circumstances). |
| F8 | The reporting person received a grant of 1,165 performance share units of Adams Resources & Energy, Inc. on March 1, 2023. The performance share units will vest on March 1, 2026, provided the reporting person remains in continuing active service on the vesting date (subject to accelerated vesting in certain circumstances), and subject to the attainment of certain performance criteria as specified in the award agreement. |
| F9 | Total includes 676 and 1,201 performance share units previously awarded on March 1, 2021 and March 1, 2022, respectively, as reported. An additional 16 performance share units are the result of the achievement of applicable performance conditions during the 2022 period. |