Tracy E. Ohmart - 01 Mar 2022 Form 4 Insider Report for ADAMS RESOURCES & ENERGY, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Mar 2022, 15:42:28 UTC
Prior SEC filing
12 Nov 2021
Next SEC filing
24 May 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy E. Ohmart

Key filing fact

Tracy E. Ohmart filed Form 4 for ADAMS RESOURCES & ENERGY, INC. on 02 Mar 2022.

Key facts

  • This page summarizes Tracy E. Ohmart's Form 4 filing for ADAMS RESOURCES & ENERGY, INC..
  • 7 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 02 Mar 2022, 15:42.

Change

  • Previous filing in this sequence was filed on 12 Nov 2021.
  • Current net transaction value: -$2,862.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AE transaction

Common stock

Options Exercise

Transaction value
$0
Shares
+330
Change %
+11%
Price
$0.000000
Shares after
3,300
Date
01 Mar 2022
Ownership
Direct
AE transaction

Common stock

Options Exercise

Transaction value
$0
Shares
+368
Change %
+11%
Price
$0.000000
Shares after
3,668
Date
01 Mar 2022
Ownership
Direct
AE transaction

Common stock

Tax liability

Transaction value
$2,862
Shares
-90
Change %
-2.5%
Price
$31.80
Shares after
3,578
Date
01 Mar 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AE transaction Derivative

Restricted stock units

Options Exercise

Transaction value
$0
Shares
-330
Change %
-16%
Price
$0.000000
Shares after
1,684
Date
01 Mar 2022
Ownership
Direct
Underlying class
Common stock
Underlying amount
330
Exercise price
Footnotes
F1, F2
AE transaction Derivative

Restricted stock units

Options Exercise

Transaction value
$0
Shares
-368
Change %
-22%
Price
$0.000000
Shares after
1,316
Date
01 Mar 2022
Ownership
Direct
Underlying class
Common stock
Underlying amount
368
Exercise price
Footnotes
F2, F3
AE transaction Derivative

Restricted stock units

Award

Transaction value
$0
Shares
+1,030
Change %
+78%
Price
$0.000000
Shares after
2,346
Date
01 Mar 2022
Ownership
Direct
Underlying class
Common stock
Underlying amount
1,030
Exercise price
Footnotes
F2, F4, F5
AE transaction Derivative

Performance share units

Award

Transaction value
$0
Shares
+1,030
Change %
+50%
Price
$0.000000
Shares after
3,095
Date
01 Mar 2022
Ownership
Direct
Underlying class
Common stock
Underlying amount
1,030
Exercise price
Footnotes
F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The reporting person was previously granted 989 restricted stock units of Adams Resources & Energy, Inc. (AE) vesting in three equal installments beginning March 1, 2021. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting.

Footnote F2

Total includes restricted stock units previously awarded that have different vesting and expiration dates, as reported.

Footnote F3

The reporting person was previously granted 1,104 restricted stock units of Adams Resources & Energy, Inc. (AE) vesting in three equal installments beginning March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting.

Footnote F4

The reporting person received a grant of 1,030 restricted stock units of Adams Resources & Energy, Inc. (AE) on March 1, 2022. Each restricted stock unit represents a contingent right to receive one share of AE common stock upon vesting.

Footnote F5

The restricted stock units will vest (i.e., the restrictions will lapse) in three equal annual installments beginning on March 1, 2023, provided the reporting person remains in continuing active service on the vesting date (subject to accelerated vesting in some circumstances).

Footnote F6

The reporting person received a grant of 1,030 performance share units of Adams Resources & Energy, Inc. on March 1, 2022. The performance share units will vest on March 1, 2025, provided the reporting person remains in continuing active service on the vesting date (subject to accelerated vesting in certain circumstances), and subject to the attainment of certain performance criteria as specified in the award agreement.

Footnote F7

Total includes 989 performance share units previously awarded on March 9, 2020 that vest on March 1, 2023, as reported. An additional 380 performance share units are the result of the achievement of applicable performance conditions during the 2020 period. Total also includes 696 performance share units previously awarded on March 1, 2021 that vest on March 1, 2024, as reported. The remaining 407 performance share units awarded on March 1, 2021 will not vest on the basis of the applicable performance conditions set for the in the award agreement and are no longer held by the reporting person.

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