| MDGL |
Paul A. Friedman |
-$9.93M
|
Jul 16, 2025
|
7/18/2025, 04:13 PM |
Director |
4 |
| JNJ |
Reed John C |
-$3.13M
|
Jul 17, 2025
|
7/18/2025, 04:12 PM |
EVP, Innovative Medicine, R&D |
4 |
| SCHL |
Milena Alberti-Perez |
$0
|
Jul 16, 2025
|
7/18/2025, 04:12 PM |
Director |
3 |
| MS |
Charles Aubrey Smith III |
-$2.81M
|
Jul 17, 2025
|
7/18/2025, 04:12 PM |
Chief Risk Officer |
4 |
| FNWD |
Martin P. Alwin |
$12K
|
Jul 11, 2025
|
7/18/2025, 04:12 PM |
Director |
4 |
| MDGL |
Rebecca Taub |
-$10M
|
Jul 16, 2025
|
7/18/2025, 04:11 PM |
Director |
4 |
| CBAN |
Meagan M. Mowry |
$0
|
Jul 15, 2025
|
7/18/2025, 04:11 PM |
Director |
4 |
| MS |
Daniel A. Simkowitz |
-$4.09M
|
Jul 17, 2025
|
7/18/2025, 04:11 PM |
Co-President |
4 |
| BXSY |
Winmill & Co. Inc |
$22.7K
|
Jul 17, 2025
|
7/18/2025, 04:11 PM |
Other* |
4 |
| MS |
Andrew M. Saperstein |
-$6.14M
|
Jul 17, 2025
|
7/18/2025, 04:10 PM |
Co-President |
4 |
| COHR |
Christopher Koeppen |
-$836K
|
Jul 16, 2025
|
7/18/2025, 04:09 PM |
EVP of Aerospace & Defense |
4 |
| CBAN |
Mark H. Massee |
$0
|
Jul 15, 2025
|
7/18/2025, 04:08 PM |
Director |
4 |
| CGEH |
Christopher J. Close |
$0
|
Jun 20, 2025
|
7/18/2025, 04:08 PM |
Director |
3 |
| MS |
Michael A. Pizzi |
-$2.53M
|
Jul 17, 2025
|
7/18/2025, 04:08 PM |
Head Technology & Operations |
4 |
| TEAM |
Farquhar Scott |
-$1.48M
|
Jul 17, 2025
|
7/18/2025, 04:07 PM |
Director, 10%+ Owner |
4 |
| INTA |
John T. Hall |
$292K
|
Jul 16, 2025
|
7/18/2025, 04:07 PM |
Chief Executive Officer, Director |
4 |
| MS |
Eric F. Grossman |
-$1.69M
|
Jul 17, 2025
|
7/18/2025, 04:07 PM |
Chief Legal/Admin Officer |
4 |
| CBAN |
T Heath Fountain |
$0
|
Jul 15, 2025
|
7/18/2025, 04:07 PM |
President and CEO, Director |
4 |
| ESPR |
Benjamin Looker |
-$1.47K
|
Jul 17, 2025
|
7/18/2025, 04:07 PM |
General Counsel |
4 |
| IMUX |
Glenn Whaley |
$0
|
Jul 16, 2025
|
7/18/2025, 04:06 PM |
Chief Financial Officer |
4 |
| AUUD |
Joshua Adam Sroge |
$0
|
Jul 8, 2025
|
7/18/2025, 04:06 PM |
Director |
3 |
| GTE |
Sebastien Morin |
$3.03K
|
Jul 16, 2025
|
7/18/2025, 04:06 PM |
Chief Operating Officer |
4 |
| IMUX |
Duane Nash |
$0
|
Jul 16, 2025
|
7/18/2025, 04:06 PM |
Executive Chairman, Director |
4 |
| IMUX |
Daniel Vitt |
$0
|
Jul 16, 2025
|
7/18/2025, 04:05 PM |
CEO and Director, Director |
4 |
| RCKT |
Piratip Pratumsuwan |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| RCKT |
Pedro P. Granadillo |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| OPFI |
Todd G. Schwartz |
$0
|
Jul 16, 2025
|
7/18/2025, 04:05 PM |
Chief Executive Officer, Director, 10%+ Owner |
4 |
| IMUX |
Andreas Muehler |
$0
|
Jul 16, 2025
|
7/18/2025, 04:05 PM |
Chief Medical Officer |
4 |
| RCKT |
Mikael Dolsten |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| RCKT |
Gotham Makker |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| RCKT |
Roderick Wong |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director, 10%+ Owner |
4 |
| RCKT |
Fady Ibraham Malik |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| RCKT |
Carsten Boess |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| RCKT |
Elisabeth Bjork |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| RCKT |
David Southwell |
$0
|
Jun 18, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| IMUX |
Jason Tardio |
$0
|
Jul 16, 2025
|
7/18/2025, 04:05 PM |
President and COO |
4 |
| MS |
Lynn J. Good |
$0
|
Jul 18, 2025
|
7/18/2025, 04:05 PM |
Director |
3 |
| ESPR |
Benjamin Halladay |
-$12
|
Jul 17, 2025
|
7/18/2025, 04:05 PM |
Chief Financial Officer |
4 |
| PAPL |
Kendall Marin |
$2.91K
|
Jul 16, 2025
|
7/18/2025, 04:05 PM |
COO, Director, 10%+ Owner |
4 |
| GTE |
Phillip Abraham |
$2.42K
|
Jul 16, 2025
|
7/18/2025, 04:05 PM |
VP, Legal and Business Dev. |
4 |
| TRC |
Andrew Dakos |
$7.82K
|
Jul 17, 2025
|
7/18/2025, 04:05 PM |
Director |
4 |
| MRUS |
Peter Silverman |
-$889K
|
Jul 17, 2025
|
7/18/2025, 04:05 PM |
COO & GC |
4 |
| PHAT |
Robert Charles Breedlove |
-$14.2K
|
Jul 16, 2025
|
7/18/2025, 04:05 PM |
Principal Accounting Officer |
4 |
| INVE |
Edward Kirnbauer |
$0
|
Jul 11, 2025
|
7/18/2025, 04:05 PM |
Acting Chief Financial Officer and Secretary; Exhibit List: Exhibit 24 - Power of Attorney |
3 |
| SCHL |
Anne Clarke Wolff |
$25K
|
Jul 16, 2025
|
7/18/2025, 04:04 PM |
Director |
4 |
| GTE |
Jim Evans |
$1.36K
|
Jul 16, 2025
|
7/18/2025, 04:04 PM |
VP, Corporate Services |
4 |
| FLNC |
Peter Bennett Williams |
-$32K
|
Jul 17, 2025
|
7/18/2025, 04:03 PM |
SVP and CPSCO |
4 |
| NOC |
Thomas H. Jones |
-$383K
|
Jul 17, 2025
|
7/18/2025, 04:03 PM |
CVP & Pres Aeronautics Systems |
4 |
| GTE |
Gary Guidry |
$4.24K
|
Jul 16, 2025
|
7/18/2025, 04:02 PM |
President and CEO, Director |
4 |
| UTGN |
Jesse T. Correll |
$0
|
Jul 18, 2025
|
7/18/2025, 04:02 PM |
Chairman & CEO, Director, 10%+ Owner |
4 |
| APLS |
Cedric Francois |
-$360K
|
Jul 17, 2025
|
7/18/2025, 04:02 PM |
Chief Executive Officer, Director |
4 |
| SCHL |
Anne Clarke Wolff |
$0
|
Jul 16, 2025
|
7/18/2025, 04:02 PM |
Director |
3 |
| TBCH |
Albert Rabil |
-$120K
|
Jul 18, 2025
|
7/18/2025, 04:02 PM |
Former 10% Owner |
4 |
| AAOI |
Stefan J. Murry |
-$82.4K
|
Jul 16, 2025
|
7/18/2025, 04:02 PM |
Chief Financial Officer |
4 |
| C |
Peter B. Henry |
-$271K
|
Jul 16, 2025
|
7/18/2025, 04:01 PM |
Director |
4 |
| PTGX |
Patel Dinesh V Ph D |
$0
|
Jul 16, 2025
|
7/18/2025, 04:01 PM |
President and CEO, Director |
4 |
| APLS |
David Watson |
-$97.8K
|
Jul 16, 2025
|
7/18/2025, 04:00 PM |
General Counsel |
4 |
| SMP |
Eric Sills |
$0
|
Jul 2, 2025
|
7/18/2025, 03:57 PM |
CEO & President, Director |
4 |
| NFTN |
Michael Noble |
$0
|
Jul 15, 2025
|
7/18/2025, 03:57 PM |
Director |
3 |
| ESE |
Penelope M. Conner |
$164
|
Jul 17, 2025
|
7/18/2025, 03:56 PM |
Director |
4 |
| VZ |
Vandana Venkatesh |
$1.27K
|
Jul 17, 2025
|
7/18/2025, 03:51 PM |
EVP-PubPol&ChiefLegalOfficer |
4 |
| VZ |
Anthony T. Skiadas |
$1.73K
|
Jul 17, 2025
|
7/18/2025, 03:47 PM |
EVP and CFO |
4 |
| VZ |
Kyle Malady |
$1.73K
|
Jul 17, 2025
|
7/18/2025, 03:43 PM |
EVP and Group CEO-VZ Business |
4 |
| VZ |
Sowmyanarayan Sampath |
$1.96K
|
Jul 17, 2025
|
7/18/2025, 03:39 PM |
EVP and Group CEO-VZ Consumer |
4 |
| VZ |
Joseph J. Russo |
$1.1K
|
Jul 17, 2025
|
7/18/2025, 03:33 PM |
EVP&Pres-Global Networks&Tech |
4 |
| VZ |
Samantha Hammock |
$981
|
Jul 17, 2025
|
7/18/2025, 03:28 PM |
EVP & Chief HR Officer |
4 |
| EXLS |
Narasimha Kini |
$22.3K
|
Jun 30, 2025
|
7/18/2025, 03:26 PM |
Executive Vice President |
4 |
| EXLS |
Maurizio Nicolelli |
$22.3K
|
Jun 30, 2025
|
7/18/2025, 03:26 PM |
Executive Vice President & CFO |
4 |
| EXLS |
Ajay Ayyappan |
$21.6K
|
Jun 30, 2025
|
7/18/2025, 03:26 PM |
EVP & Gen Counsel/Corp. Sec'y. |
4 |
| EXLS |
Vivek Jetley |
$22.3K
|
Jun 30, 2025
|
7/18/2025, 03:26 PM |
President of EXL |
4 |
| VZ |
Hans Erik Vestberg |
$2.65K
|
Jul 17, 2025
|
7/18/2025, 03:24 PM |
Chairman and CEO, Director |
4 |
| FAST |
Sheryl Ann Lisowski |
-$472K
|
Jul 17, 2025
|
7/18/2025, 03:22 PM |
Interim CFO and EVP-CAO/Treas. |
4 |
| VZ |
Mary-Lee Stillwell |
$577
|
Jul 17, 2025
|
7/18/2025, 03:11 PM |
SVP and Controller |
4 |
| OLN |
Kenneth Todd Lane |
-$365K
|
Mar 18, 2025
|
7/18/2025, 02:52 PM |
President & CEO, Director |
4 |
| STSS |
Paul K. Danner |
$100
|
Jul 15, 2025
|
7/18/2025, 02:48 PM |
Director |
4 |
| RFMZ |
Stephen Andrew O'Neill |
$63K
|
Jul 17, 2025
|
7/18/2025, 02:44 PM |
Portfolio Manager |
4 |
| BDC |
Brian E. Anderson |
-$1.1M
|
Jul 17, 2025
|
7/18/2025, 02:43 PM |
SVP, Legal, GC and Corp. Sec. |
4 |
| A |
Rodney Gonsalves |
$1.02M
|
Jul 16, 2025
|
7/18/2025, 02:43 PM |
V.P., Corporate Controller |
4 |
| CALC |
Robert N. Wilson |
$12.9K
|
Jul 18, 2025
|
7/18/2025, 02:42 PM |
Director |
4 |
| CALC |
Eric W. Roberts |
$5.76K
|
Jul 18, 2025
|
7/18/2025, 02:36 PM |
CHIEF BUSINESS OFFICER, Director, 10%+ Owner |
4 |
| DYNR |
Oscar M. Cabrera |
$0
|
Jun 23, 2025
|
7/18/2025, 02:10 PM |
Director |
3 |
| HUBG |
Thomas P. LaFrance |
-$12.3K
|
Jul 16, 2025
|
7/18/2025, 01:43 PM |
Chief Legal Officer |
4 |
| HUBG |
Kevin Beth |
-$12.3K
|
Jul 16, 2024
|
7/18/2025, 01:42 PM |
Chief Financial Officer |
4 |
| ELV |
Gail Boudreaux |
$2.44M
|
Jul 18, 2025
|
7/18/2025, 01:42 PM |
President and CEO, Director |
4 |
| PLBC |
Richard L. Belstock |
$21.5K
|
Jul 17, 2025
|
7/18/2025, 01:18 PM |
EVP and CFO |
4 |
| NEGG |
Vladimir Galkin |
$6.4M
|
Jul 16, 2025
|
7/18/2025, 01:14 PM |
10%+ Owner |
4 |
| ESE |
Robert J. Phillippy |
$1.63K
|
Jul 17, 2025
|
7/18/2025, 12:58 PM |
Director |
4 |
| ESE |
Vinod M. Khilnani |
$108
|
Jul 17, 2025
|
7/18/2025, 12:57 PM |
Director |
4 |
| ESE |
Janice L. Hess |
$712
|
Jul 17, 2025
|
7/18/2025, 12:56 PM |
Director |
4 |
| ESE |
Patrick M. Dewar |
$1.81K
|
Jul 17, 2025
|
7/18/2025, 12:55 PM |
Director |
4 |
| ESE |
David A. Campbell |
$211
|
Jul 17, 2025
|
7/18/2025, 12:51 PM |
Director |
4 |
| ESE |
Gloria L. Valdez |
$715
|
Jul 17, 2025
|
7/18/2025, 12:48 PM |
Director |
4 |
| AEBI |
Martin Ritter |
$0
|
Jul 1, 2025
|
7/18/2025, 12:36 PM |
Director |
3 |
| PKE |
Carl William Smith |
$0
|
Jun 16, 2025
|
7/18/2025, 12:15 PM |
Director |
4 |
| PKE |
Christopher Goldner |
$0
|
Jun 16, 2025
|
7/18/2025, 12:14 PM |
Vice President - Finance |
4 |
| PKE |
Yvonne Julian |
$0
|
Jun 16, 2025
|
7/18/2025, 12:12 PM |
Director |
4 |
| PKE |
Constantine Petropoulos |
$0
|
Jul 16, 2025
|
7/18/2025, 12:09 PM |
Senior Vice President - Administration and General Counsel |
4 |
| QXO |
Christopher J. Signorello |
$0
|
Jul 16, 2025
|
7/18/2025, 12:08 PM |
Chief Legal Officer |
4 |
| PKE |
Steven T. Warshaw |
$0
|
Jun 16, 2025
|
7/18/2025, 12:05 PM |
Director |
4 |
| PKE |
Mark A. Esquivel |
$0
|
Jun 16, 2025
|
7/18/2025, 12:02 PM |
President & COO |
4 |