Dauntless Investment Group, LLC

Q3 2025 13F Holdings Report, Options Holdings

Signature - Title
Matthew Okkerse - CFO
Location
Etna, NH
Options holdings as of
30 Sep 2025
Notional value
$121,859,000
Number of holdings
23
Filing time
14 Nov 2025, 12:31:35 UTC
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2025 - 14 Aug 2025
Next filing
Q4 2025 - 17 Feb 2026
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2025 Q3 compared to 2025 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matthew Okkerse CFO Milford, Michigan 13 Nov 2025

The information included on the Information Table with respect to the holdings of Femasys Inc. ("FEMA") and Kazia Therapeutics Limited ("KZIA") reflect the exercise of Pre-funded Warrants held by Dauntless Investment Group, LLC ("DIG") after giving effect to provisions that prevent the exercise of such securities if the beneficial ownership of such entity would exceed 9.99% of the underlying security following such exercise. As of September 30, 2025, DIG held an aggregate of 4,395,996 Common Shares of FEMA and 176,822 American Depository Shares of KZIA.