SONA ASSET MANAGEMENT (US) LLC

Q2 2023 13F Combination Report, Options Holdings

Signature - Title
John P. Berkery - CCO/COO
Location
New York, NY
Options holdings as of
June 30, 2023
Options notional value $
$54.5M
Number of options holdings
12
Date filed
8/11/2023, 02:29 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2023 - May 15, 2023
Next filing
Q3 2023 - Nov 14, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q2 compared to 2023 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John P Berkery CCO/COO New York, New York 8/11/2023

List of Other Managers Reporting for SONA ASSET MANAGEMENT (US) LLC:

Name Holdings Value Location File Number
Paloma Partners Management Co $1.16B Greenwich, CT 028-05431

Other Included Managers (1):

Num Name File Number
1 SONA ASSET MANAGEMENT (UK) LLP 028-21819