Integrated Wealth Concepts LLC

Q4 2021 13F Holdings Report, Stock Holdings

Signature - Title
Ann L. Swartz - Chief Compliance Officer
Location
Waltham, MA
Holdings as of
December 31, 2021
Value $
$3.36B
Num holdings
982
Date filed
2/15/2022, 09:50 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2021 - Nov 15, 2021
Next filing
Q1 2022 - May 12, 2022
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q4 compared to 2021 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John G. Cataldo President Waltham, Massachusetts 2/15/2022

Other Included Managers (24):

Num Name Location File Number
1 Alliance Bernstein
2 Abner Herrman and Brock
3 Beacon Capital Management
4 Capital Research & Management Group
5 Clark Capital Management Group
6 Congress Asset Management
7 Davis Select Advisors
8 Federated
9 Horizon Investments
10 JP Morgan
11 Loomis Sayles
12 LPL Research
13 Manning & Napier
14 Natixis AIA
15 Natixis Loomis Sayles
16 Natixis Multi
17 Neuberger Berman
18 Oak Ridge Investments
19 Parametric Portfolio Associates
20 Polen Capital Management
21 Richard Bernstein Adv
22 Santa Barbara Asset Management
23 Trillium Asset Management
24 Zacks Investment Management