Claraphi Advisory Network, LLC

Q3 2020 13F Combination Report, Stock Holdings

Signature - Title
Mauren Maloney - CHIEF COMPLIANCE OFFICER
Location
Aliso Viejo, US
Holdings as of
30 Sep 2020
Value $
$276,178,000
Num holdings
250
Filing time
13 Nov 2020, 15:08:48 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included ARKK, ARKG, AAPL, TSLA, and ANGL.
Previous filing
Q2 2020 - 14 Aug 2020
Next filing
Q4 2020 - 05 Feb 2021
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q3 compared to 2020 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
MAUREN MALONEY CHIEF COMPLIANCE OFFICER Aliso Viejo, California 13 Nov 2020

List of Other Managers Reporting for Claraphi Advisory Network, LLC:

Name Holdings Value Location File Number
CONGRESS ASSET MANAGEMENT CO $14,207,840,561 Boston, MA 028-03434
WINDWARD CAPITAL MANAGEMENT CO /CA $1,262,382,212 Los Angeles, CA 028-11829
Horizon Investment Services, LLC $277,869,424 Hammond, IN 028-12835
Sterling Global Strategies LLC $17,966,000 Carlsbad, CA 028-16629
Donoghue Forlines LLC $323,398,899 Boston, MA 028-18145
Howard Capital Management Inc. $7,176,509,609 Roswell, GA 028-18796

Other Included Managers (6):

Num Name Location File Number
1 CONGRESS ASSET MANAGEMENT CO Boston, MA 028-03434
2 WINDWARD CAPITAL MANAGEMENT CO /CA Los Angeles, CA 028-11829
4 Horizon Investment Services, LLC Hammond, IN 028-12835
7 Donoghue Forlines LLC Boston, MA 028-18145
8 Howard Capital Management Inc. Roswell, GA 028-18796
9 Sterling Global Strategies LLC Carlsbad, CA 028-16629