Claraphi Advisory Network, LLC

Q2 2018 13F Combination Report, Stock Holdings

Signature - Title
Mark Roth - Chief Compliance Officer
Location
Aliso Viejo, US
Holdings as of
June 30, 2018
Value $
$155M
Num holdings
273
Date filed
8/14/2018, 01:04 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2018 - May 14, 2018
Next filing
Q3 2018 - Nov 9, 2018
SEC
View on sec.gov
Filing 2018 Q2 compared to 2018 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mark Roth Chief Compliance Officer Seattle, Washington 8/9/2018

List of Other Managers Reporting for Claraphi Advisory Network, LLC:

Name Holdings Value Location File Number
Congress Asset Management Co $13.4B Boston, MA 028-03434
Windward Capital Management Co /Ca $1.16B Los Angeles, CA 028-11829
Howard Capital Management $891M New York, NY 028-07476
Horizon Investment Services, LLC $206M Hammond, IN 028-12835
Uniplan Investment Counsel, Inc. $1.03B Milwaukee, WI 028-16961
Sterling Global Strategies LLC $18M Carlsbad, CA 028-16629
Crosspoint Capital Strategies, LLC $50.4M Orinda, CA 028-16097
Donoghue Forlines LLC $315M Boston, MA 028-18145

Other Included Managers (9):

Num Name Location File Number
1 Congress Asset Management Co Boston, MA 028-03434
2 Windward Capital Management Co /Ca Los Angeles, CA 028-11829
3 NED DAVIS RESEARCH 028-10397
4 Horizon Investment Services, LLC Hammond, IN 028-12835
5 Crosspoint Capital Strategies, LLC Orinda, CA 028-16097
6 Uniplan Investment Counsel, Inc. Milwaukee, WI 028-16961
7 Donoghue Forlines LLC Boston, MA 028-18145
8 Howard Capital Management New York, NY 028-07476
9 Sterling Global Strategies LLC Carlsbad, CA 028-16629