Redwood Investment Management, LLC

Q3 2019 13F Holdings Report, Stock Holdings

Signature - Title
Craig DMura - Compliance Associate
Location
Scottsdale, AZ
Holdings as of
September 30, 2019
Value $
$370M
Num holdings
227
Date filed
11/18/2019, 11:58 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2019 - Aug 15, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Yung Chief Compliance Officer Los Angeles, California 11/15/2019