| Name | Title | City, State | Date |
|---|---|---|---|
| DAVID HELD | Chief Compliance Officer | New York, New York | 14 Nov 2018 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| MARSHALL WACE, LLP | $103,806,724,607 | London, United Kingdom | 028-11304 |
| Marshall Wace North America L.P. | New York, NY | 028-11377 | |
| MARSHALL WACE ASIA Ltd | Central | 028-14472 | |
| Alphadyne Asset Management LP | $1,000,144,138 | New York, NY | 028-16342 |
| Graticule Asia Macro Advisors LLC | $448,952,361 | New York, NY | 028-16786 |