PenderFund Capital Management Ltd.

Q3 2018 13F Holdings Report, Stock Holdings

Signature - Title
Gina Jones - CFO
Location
Vancouver, British Columbia, Canada
Holdings as of
30 Sep 2018
Value $
$215,420,000
Num holdings
69
Filing time
17 Oct 2018, 15:46:01 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included BIDU, PAH, JD, MIDD, and SWIR.
Previous filing
Q2 2018 - 17 Jul 2018
Next filing
Q4 2018 - 24 Jan 2019
SEC
View on sec.gov
Our algorithm has found invalid data in this filing
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 compared to 2018 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Gina Jones CFO Vancouver, British Columbia, Canada 17 Oct 2018