Advisor Group, Inc.

Q2 2016 13F Holdings Report, Stock Holdings

Signature - Title
Robert J Guldner - Chief Compliance Officer
Location
Phoenix, AZ
Holdings as of
June 30, 2016
Value $
$3.79B
Num holdings
4,873
Date filed
8/11/2016, 06:11 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q3 2016 - Nov 2, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Noah Sorkin General Counsel, Advisor Group New York, New York 8/11/2016

Advisor Group, Inc. is an affiliate of a portfolio company owned by an investment fund advised by an affiliate of Lightyear Capital LLC. Lightyear Capital LLC and Advisor Group, Inc. have information barriers in place. However, under Section 13(f) of the Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Lightyear Capital LLC and Advisor Group, Inc. may be deemed to have shared investment discretion over the securities managed by Advisor Group, Inc.

Other Included Managers (5):

Num Name Location File Number
1 OSAIC WEALTH, INC. Jersey City, AZ
2 SAGEPOINT FINANCIAL, INC. Phoenix, AZ
6 FSC SECURITES, INC. Atlanta, GA
8 WOODBURY FINANCIAL SERVICES, INC. Oakdale, MN
99 VISION2020 WEALTH MANAGEMENT CORP. Phoenix, AZ