OSAIC HOLDINGS, INC.

Q4 2020 13F Holdings Report, Options Holdings

Signature - Title
Iryna Northrip - SVP
Location
Scottsdale, AZ
Options holdings as of
December 31, 2020
Notional value $
$2.27M
Number of holdings
119
Date filed
2/10/2021, 10:12 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2020 - Nov 12, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q4 compared to 2020 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert J Guldner Chief Compliance Officer of Affiliated RIAs Jersey City, New Jersey 2/10/2021

Other Included Managers (10):

Num Name Location File Number
1 ROYAL ALLIANCE ASSOCIATES, INC.
2 SAGEPOINT FINANCIAL, INC.
6 FSC SECURITES, INC.
8 WOODBURY FINANCIAL SERVICES, INC.
99 VISION2020 WEALTH MANAGEMENT CORP.
11 SECURITIES AMERICA ADVISORS INC
12 LADENBURG THALMANN ASSET MANAGEMENT New York, NY
14 ARBOR POINT ADVISORS, LLC La Vista, NE
16 Osaic Advisory Services, LLC Atlanta, GA
17 TRIAD ADVISORS, LLC