City Financial Investment Co Ltd

Q1 2017 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Dallas McGillivray - Chief Compliance Officer
Location
London, United Kingdom
Options holdings as of
March 31, 2017
Notional value $
$357M
Number of holdings
17
Date filed
5/19/2017, 08:08 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2016 - Feb 14, 2017
Next filing
Q2 2017 - Aug 14, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q1 - Restatement compared to 2016 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ben Ellenbogen General Counsel / Chief Compliance Officer London, United Kingdom 5/19/2017

Resubmission to correct two CUSIP numbers which were entered for Tesla Inc and HCI Group Inc convertible bonds. The original filing used the common share CUSIP's instead of the note CUSIP's.