TORONTO DOMINION BANK

Q3 2017 13F Combination Report, Options Holdings

Notable people
Global Finance Td
Signature - Title
Erin Morrow - Chief Compliance Officer
Location
Toronto, Ontario, Ontario, Canada
Options holdings as of
September 30, 2017
Notional value $
$2.37B
Number of holdings
163
Date filed
11/6/2017, 02:10 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2017 - Aug 18, 2017
Next filing
Q4 2017 - Feb 8, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Norie Campbell Executive Vice President Toronto, Ontario, Canada 11/6/2017

List of Other Managers Reporting for TORONTO DOMINION BANK:

Name Holdings Value Location File Number
TD ASSET MANAGEMENT INC $113B Toronto, Ontario, Canada 028-05987
Epoch Investment Partners, Inc. $22.3B New York, NY 028-10968
TD Waterhouse Canada Inc. $12.3B Toronto, Ontario, Canada 028-23436
TD PRIVATE CLIENT WEALTH LLC $3.48B New York, NY 028-24317
COWEN AND COMPANY, LLC $2.9B New York, NY 028-19611
Cowen Investment Management LLC $22.4M New York, NY 028-13626

Other Included Managers (5):

Num Name Location File Number
1 TD SECURITIES INC Toronto, Ontario, Canada 028-11512
2 Global Finance Td Dublin, Ireland 028-11579
3 Toronto Dominion (New York) LLC New York, NY 028-11510
4 TORONTO DOMINION (SOUTH EAST ASIA) Ltd Singapore, Singapore 028-15608
5 TD Insurance - Meloche Monnex Montreal, Quebec, Canada