Baird Financial Group, Inc.

Q2 2020 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Paul Schultz - Secretary
Location
Milwaukee, WI
Holdings as of
June 30, 2020
Value $
$26.5B
Num holdings
1,515
Date filed
10/22/2020, 10:33 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2020 - May 14, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q2 - Restatement compared to 2020 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Paul Schultz Secretary Milwaukee, Wisconsin 10/22/2020

Baird Financial Group, Inc. ("BFG") is making this 13F filing as the parent holding company of Robert W. Baird & Co. Incorporated, Strategas Asset Management, LLC, Hilliard Lyons Trust Company, LLC and Baird Financial Corporation. The characterization of shared investment discretion with parent holding companies is made solely as a consequence of SEC interpretations regarding control through share ownership. BFG is also including in this 13F filing a notice report for RiverFront Investment Group, LLC ("RiverFront"), an affiliated institutional investment management firm; however, BFG expressly disclaims investment discretion and beneficial ownership of all reported securities of RiverFront.

Other Included Managers (4):

Num Name Location File Number
1 BAIRD ROBERT W & CO INC /WI/ Milwaukee, WI 028-01911
2 Baird Financial Corporation
3 Strategas Asset Management, LLC New York, NY
4 BAIRD TRUST Co Louisville, KY 028-13162