CONFLUENCE INVESTMENT MANAGEMENT LLC

Q3 2020 13F Combination Report, Stock Holdings

Signature - Title
Steven P. Farmer - Chief Compliance Officer
Location
St. Louis, MO
Holdings as of
September 30, 2020
Value $
$6.15B
Num holdings
293
Date filed
10/19/2020, 04:05 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2020 - Jul 1, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Steven P Farmer Chief Compliance Officer Naperville, Illinois 10/19/2020

Other Included Managers (1):

Num Name File Number
1 First Trust Advisors LP 028-06487