Spectrum Asset Management, Inc. (NB/CA)

Q2 2018 13F Holdings Report, Stock Holdings

Signature - Title
Ty Neubauer - Research & Financial Planning Associate
Location
Newport Beach, CA
Holdings as of
30 Jun 2018
Value $
$113M
Num holdings
64
Filing time
06 Aug 2018, 15:43:07
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SDY, SCHG, IJR, SCHF, and VUG. Confidential Treatment Requested (one or more holding(s) omitted).
Previous filing
Q1 2018 - 04 May 2018
Next filing
Q3 2018 - 29 Oct 2018
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q2 compared to 2018 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ty Neubauer Research & Financial Planning Associate Newport Beach, California 06 Aug 2018