NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC

Q3 2019 13F Combination Report, Stock Holdings

Signature - Title
Derek Petersen - Investment Compliance Senior Director
Location
Milwaukee, WI
Holdings as of
September 30, 2019
Value $
$4.57B
Num holdings
921
Date filed
11/6/2019, 01:09 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2019 - Aug 12, 2019
Next filing
Q4 2019 - Feb 7, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
RANDY PAVLICK VP MANAGED INVESTMENTS COMPLIANCE Milwaukee, Wisconsin 11/4/2019

List of Other Managers Reporting for NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC:

Name Holdings Value Location File Number
WELLINGTON MANAGEMENT GROUP LLP $560B Boston, MA 028-04557
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ $325B Boston, MA 028-04968
DODGE & COX $167B San Francisco, CA 028-00400
PACIFIC INVESTMENT MANAGEMENT CO LLC Newport Beach, CA 028-10952

Other Included Managers (1):

Num Name File Number
1 NORTHWESTERN MUTUAL LIFE INSURANCE CO 028-00229