Tradewinds Capital Management, LLC

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Donald Bradley Pence - Chief Compliance Officer
Location
Bellingham, WA
Holdings as of
December 31, 2013
Value $
$122M
Num holdings
585
Date filed
9/10/2014, 05:00 PM
Description
All US holdings of this investor are reported in this report.
Next filing
Q1 2014 - Sep 9, 2014
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Bryant J. Engebretson Managing Partner Bellingham, Washington 9/10/2014