B. Riley Wealth Management, Inc.

Q1 2019 13F Holdings Report, Stock Holdings

Signature - Title
Candy Palugi - Senior Compliance Officer - Advisory Services
Location
Memphis, TN
Holdings as of
31 Mar 2019
Value $
$575,063,000
Num holdings
397
Filing time
17 May 2019, 11:24:44 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included VCSH, VUG, VTV, AAPL, and AMZN.
Previous filing
Q4 2018 - 19 Feb 2019
Next filing
Q2 2019 - 14 Aug 2019
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q1 compared to 2018 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Candy Palugi Senior Compliance Officer - Advisory Services Memphis, Tennessee 16 May 2019