B. Riley Financial, Inc.

Q2 2018 13F Combination Report, Restatement, Options Holdings

Notable people: Bryant R. Riley
Signature - Title: Bryant R. Riley - Co-Chief Executive Officer
Location: Los Angeles, CA
Options holdings as of: June 30, 2018
Notional value $: $45.8M
Number of holdings: 5
Date filed: 8/15/2018, 04:21 PM
Description: A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing: Q1 2018 - May 4, 2018
Next filing: Q3 2018 - Nov 19, 2018
Stock holdings: Showing options holdings, see here for stock holdings

Sym	Company	Class	Option	Share Change	Activity	* Price $	Shares	Notional Value

Filing 2018 Q2 - Restatement compared to 2018 Q1 by default.

Compare Q2 2018 to

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Michael Markunas	Chief Compliance Officer	Los Angeles, California	8/15/2018

Other Included Managers (2):

Num	Name	Location	File Number
1	B. RILEY CAPITAL MANAGEMENT, LLC		028-17147
2	B. Riley Wealth Management, Inc.		028-16196