Newfound Research LLC

Q2 2016 13F Holdings Report, Stock Holdings

Signature - Title
Thomas B. Rosedale - Chief Executive Officer
Location
Wellesley Hills, MA
Holdings as of
30 Jun 2016
Value $
$95,831,000
Num holdings
134
Filing time
09 Aug 2016, 17:20:55 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included JXI, IXP, KXI, IXN, and EXI.
Previous filing
Q1 2016 - 11 May 2016
Next filing
Q3 2016 - 20 Jan 2017
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q2 compared to 2016 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas B. Rosedale Chief Executive Officer Boston, Massachusetts 09 Aug 2016

Newfound Research LLC, a Delaware limited liability company ("Newfound"), is an institutional investment manager which, for the purposes of Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder ("Section 13(f)"), exercises investment discretion with respect to certain securities positions. Thomas B. Rosedale, an individual ("Rosedale"), Corey M. Hoffstein, an individual ("Hoffstein"), Daniel J. Sibears, an individual ("Sibears"), Newfound Holdings, LLC, a Delaware limited liability company ("Holdings"), and Sand Hill Cove Management LLC, a Delaware limited liability company ("SandHill"), may each be deemed to exercise investment discretion over the securities reported on this Form 13F for purposes of Section 13(f). Certain of the security positions reported by Newfound are also being reported by Rosedale, Hoffstein, Sibears, Holdings and SandHill. Each of Newfound, Rosedale, Hoffstein, Sibears, Holdings and SandHill disclaim beneficial ownership of the shares reported on this Form 13F by Newfound except to the extent of any pecuniary interest therein. A limited amount of the securities listed in Column 8 of the attached Information Table include shared voting authority. As of June 30, 2016 the aggregate market value of such shares was $297,270.57.

Other Included Managers (5):

Num Name Location File Number
1 Thomas B. Rosedale Wellesley Hills, MA 028-17094
2 Corey M. Hoffstein Wellesley Hills, MA 028-17095
3 Daniel J. Sibears Boston, MA 028-17096
4 Sand Hill Cove Management LLC Wellesley Hills, MA 028-17097
5 Newfound Holdings, LLC Wellesley Hills, MA 028-17098