BARINGS LLC

Q2 2020 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
christina Coone - Head of Regulatory Solutions
Location
Charlotte, NC
Holdings as of
June 30, 2020
Value $
$1.91B
Num holdings
555
Date filed
8/14/2020, 01:11 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2020 - May 15, 2020
Next filing
Q3 2020 - Nov 12, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q2 - Restatement compared to 2020 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christina Coone Director London, United Kingdom 8/14/2020

Barings is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.

Other Included Managers (5):

Num Name File Number
3 BARING ASSET MANAGEMENT Ltd 028-16289
2 Baring Asset Management Korea Ltd 028-19111
4 Baring International Investment Ltd 028-15112
5 Baring SICE (Taiwan) LTD 028-20060
1 BARING ASSET MANAGEMENT (ASIA) Ltd 028-16290