Joseph P. Lucia & Associates, LLC

Q4 2020 13F Holdings Report, Stock Holdings

Signature - Title: Joseph P. Lucia - President/Chief Compliance Officer
Location: Yorktown Heights, NY
Holdings as of: December 31, 2020
Value $: $143M
Num holdings: 478
Date filed: 1/29/2021, 03:26 PM
Form type: 13F-HR
Description: All US holdings of this investor are reported in this report. Top holdings included TSLA, RSPT, SCHP, XLK, and AAPL.
Previous filing: Q3 2020 - Oct 20, 2020
Next filing: Q1 2021 - Apr 23, 2021
SEC: View on sec.gov

Sym	Weight	Trade Impact	Company	Class	Shares Change	Activity	Value Change $	Value $	* Price $	Shares
TSLA	6.01%	-2.19%	Tesla Inc	COM	-4.45K	-26.7%	-$3.14M	$8.61M	705.67	12.2K
RSPT	3.24%	-0.12%	Invesco Exchange Traded Fd T	S&P500 EQL TEC	-688	-3.62%	-$174K	$4.65M	253.55	18.3K
SCHP	2.78%	+0.19%	Schwab Strategic Tr	US TIPS ETF	+4.37K	+7.32%	+$271K	$3.98M	62.08	64.1K
XLK	2.65%	-0.08%	Select Sector Spdr Tr	TECHNOLOGY	-897	-2.98%	-$117K	$3.8M	130.01	29.2K
AAPL	2.63%	-0.01%	Apple Inc	COM	-121	-0.42%	-$16.1K	$3.77M	132.69	28.4K
BAB	2.6%	-0.02%	Invesco Exch Traded Fd Tr II	TAXABLE MUN BD	-952	-0.85%	-$31.9K	$3.72M	33.50	111K
SCHG	2.56%	-0.09%	Schwab Strategic Tr	US LCAP GR ETF	-1.01K	-3.41%	-$130K	$3.67M	128.41	28.6K
RSPF	2.48%	-0.11%	Invesco Exchange Traded Fd T	S&P500 EQL FIN	-3.39K	-4.38%	-$163K	$3.55M	48.01	73.9K
SMH	2.32%	+0.54%	Vaneck Vectors Etf Tr	SEMICONDUCTOR ET	+3.56K	+30.6%	+$777K	$3.32M	218.45	15.2K
RSPH	2.28%	+0.04%	Invesco Exchange Traded Fd T	S&P500 EQL HLT	+246	+2.01%	+$64.3K	$3.26M	261.57	12.5K
HACK	2.16%	-0.14%	Etf Managers Tr	PRIME CYBR SCRTY	-3.46K	-6.04%	-$199K	$3.1M	57.55	53.8K
PFF	2.1%	-0.13%	Ishares Tr	PFD AND INCM SEC	-4.72K	-5.7%	-$182K	$3M	38.51	78K
SCHA	1.79%	-0.05%	Schwab Strategic Tr	US SML CAP ETF	-818	-2.76%	-$72.8K	$2.56M	89.02	28.8K
SCHM	1.63%	-0.01%	Schwab Strategic Tr	US MID-CAP ETF	-177	-0.51%	-$12.1K	$2.34M	68.19	34.3K
VOT	1.61%	-0.02%	Vanguard Index Fds	MCAP GR IDXVIP	-128	-1.16%	-$27.2K	$2.31M	212.11	10.9K
WCLD	1.59%	+1.26%	Wisdomtree Tr	CLOUD COMPUTNG	+33.8K	+391.1%	+$1.81M	$2.27M	53.58	42.4K
PFXF	1.58%	+0.09%	Vaneck Vectors Etf Tr	PFD SECS EX FINL	+6.46K	+6.24%	+$133K	$2.26M	20.57	110K
RSPS	1.55%	-0.02%	Invesco Exchange Traded Fd T	S&P500 EQL STP	-185	-1.24%	-$28K	$2.23M	151.37	14.7K
NOBL	1.54%	+0.14%	Proshares Tr	S&P 500 DV ARIST	+2.5K	+9.95%	+$200K	$2.21M	79.90	27.6K
SOCL	1.44%	-0.13%	Global X Fds	SOCIAL MED ETF	-2.96K	-8.15%	-$183K	$2.06M	61.78	33.3K
IHI	1.33%	-0.01%	Ishares Tr	U.S. MED DVC ETF	-40	-0.68%	-$13.1K	$1.91M	327.39	5.83K
DIS	1.3%	+0.06%	Disney Walt Co	COM	+495	+5.07%	+$89.7K	$1.86M	181.20	10.3K
AMZN	1.3%	+0.05%	Amazon Com Inc	COM	+21	+3.83%	+$68.4K	$1.86M	3,256.14	570
SPY	1.19%	+0.2%	Spdr S&P 500 Etf Tr	TR UNIT	+778	+20.6%	+$291K	$1.71M	373.90	4.56K
SCHB	1.18%	-0.01%	Schwab Strategic Tr	US BRD MKT ETF	-232	-1.23%	-$21.1K	$1.7M	90.97	18.6K
RSPU	1.18%	-0.15%	Invesco Exchange Traded Fd T	S&P500 EQL UTL	-2.11K	-11.1%	-$211K	$1.69M	100.04	16.9K
KIO	1.16%	-0.2%	Kkr Income Opportunities Fd	COM	-20.1K	-14.9%	-$291K	$1.67M	14.43	115K
KRE	1.13%	-0.23%	Spdr Ser Tr	S&P REGL BKG	-6.32K	-16.9%	-$329K	$1.62M	51.96	31.2K
DVY	1.12%	-0.01%	Ishares Tr	SELECT DIVID ETF	-218	-1.29%	-$21K	$1.61M	96.18	16.7K
SDOG	1.01%	-0.1%	Alps Etf Tr	SECTR DIV DOGS	-3.28K	-9.21%	-$146K	$1.44M	44.64	32.3K
PNQI	1%	+0.01%	Invesco Exchange Traded Fd T	NASDAQ INTERNT	+68	+1.09%	+$15.5K	$1.44M	228.15	6.3K
VHT	0.98%	+0%	Vanguard World Fds	HEALTH CAR ETF	+20	+0.32%	+$4.48K	$1.4M	223.75	6.28K
XLF	0.94%	-0.16%	Select Sector Spdr Tr	SBI INT-FINL	-7.87K	-14.7%	-$232K	$1.35M	29.47	45.8K
FDN	0.91%	+0.72%	First Tr Exchange Traded Fd	DJ INTERNT IDX	+4.83K	+367.8%	+$1.02M	$1.3M	212.28	6.14K
SPLV	0.89%	-0.12%	Invesco Exch Traded Fd Tr II	S&P500 LOW VOL	-3.18K	-12.3%	-$179K	$1.27M	56.23	22.6K
PCY	0.88%	+0.01%	Invesco Exch Traded Fd Tr II	EMRNG MKT SVRG	+635	+1.48%	+$18.3K	$1.26M	28.83	43.6K
RSPD	0.88%	+0.35%	Invesco Exchange Traded Fd T	S&P500 EQL DIS	+4.06K	+65.3%	+$496K	$1.26M	122.30	10.3K
PYPL	0.86%	+0.33%	Paypal Hldgs Inc	COM	+2.02K	+62.7%	+$473K	$1.23M	234.16	5.24K
PMM	0.83%	+0.31%	Putnam Managed Mun Income Tr	COM	+54.5K	+59.1%	+$440K	$1.18M	8.07	147K
ITA	0.82%	+0.34%	Ishares Tr	US AER DEF ETF	+5.08K	+70%	+$481K	$1.17M	94.71	12.3K
VB	0.78%	+0.16%	Vanguard Index Fds	SMALL CP ETF	+1.14K	+24.8%	+$222K	$1.12M	194.65	5.76K
TLT	0.78%	-0.2%	Ishares Tr	20 YR TR BD ETF	-1.83K	-20.5%	-$288K	$1.11M	157.79	7.06K
SCHX	0.77%	0%	Schwab Strategic Tr	US LRG CAP ETF	-27	-0.22%	-$2.46K	$1.11M	90.92	12.2K
LQD	0.77%	+0.06%	Ishares Tr	IBOXX INV CP ETF	+598	+8.09%	+$82.6K	$1.1M	138.10	7.99K
AGG	0.74%	+0.13%	Ishares Tr	CORE US AGGBD ET	+1.57K	+21%	+$185K	$1.07M	118.16	9.01K
DIV	0.74%	-0.17%	Global X Fds	GLOBX SUPDV US	-14.2K	-18.4%	-$240K	$1.06M	16.84	63K
GOOGL	0.74%		Alphabet Inc	CAP STK CL A				$1.05M	1,752.08	601
GLD	0.71%	-0.03%	Spdr Gold Tr	GOLD SHS	-239	-4%	-$42.6K	$1.02M	178.41	5.73K
SCHE	0.67%	-0.07%	Schwab Strategic Tr	EMRG MKTEQ ETF	-3.39K	-9.78%	-$104K	$959K	30.65	31.3K
RSPN	0.66%	+0.02%	Invesco Exchange Traded Fd T	S&P500 EQL IND	+174	+3.02%	+$27.5K	$939K	158.05	5.94K

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Joseph P. Lucia	President/Chief Compliance Officer	Yorktown Heights, New York	1/29/2021