Beta Wealth Group, Inc.

Q3 2023 13F Combination Report, Stock Holdings

Signature - Title
Romy M Brown - Chief Operations and Compliance Officer
Location
San Diego, CA
Holdings as of
September 30, 2023
Value $
$169M
Num holdings
99
Date filed
11/13/2023, 01:51 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included FBND, MOO, SPLG, JEPI, and MSFT.
Previous filing
Q2 2023 - Aug 11, 2023
Next filing
Q4 2023 - Feb 12, 2024
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q3 compared to 2023 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Romy M Brown Chief Operations and Compliance Officer San Diego, California 11/13/2023

List of Other Managers Reporting for Beta Wealth Group, Inc.:

Name Holdings Value Location File Number
Dimensional Fund Advisors Lp $466B Austin, TX 028-01186
Envestnet Asset Management Inc $348B Chicago, IL 028-13411
Crossmark Global Holdings, Inc. $6.68B Houston, TX 028-18152

Other Included Managers (3):

Num Name Location File Number
1 Crossmark Global Holdings, Inc. Houston, TX 028-18152
2 Envestnet Asset Management Inc Chicago, IL 028-13411
3 Dimensional Fund Advisors Lp Austin, TX 028-01186