Beta Wealth Group, Inc.

Q1 2021 13F Combination Report, Stock Holdings

Signature - Title
Romy Brown - Chief Operations and Compliance Officer
Location
San Diego, CA
Holdings as of
March 31, 2021
Value $
$138M
Num holdings
59
Date filed
5/11/2021, 11:25 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2020 - Mar 18, 2021
Next filing
Q2 2021 - Aug 16, 2021
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q1 compared to 2020 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Romy Brown Chief Operations and Compliance Officer San Diego, California 5/11/2021

List of Other Managers Reporting for Beta Wealth Group, Inc.:

Name Holdings Value Location File Number
DIMENSIONAL FUND ADVISORS LP $412B Austin, TX 028-01186
ENVESTNET ASSET MANAGEMENT INC $310B Chicago, IL 028-13411
Crossmark Global Holdings, Inc. $5.61B Houston, TX 028-18152

Other Included Managers (2):

Num Name Location File Number
1 Crossmark Global Holdings, Inc. Houston, TX 028-18152
2 ENVESTNET ASSET MANAGEMENT INC Chicago, IL 028-13411