Name | Title | City, State | Date |
---|---|---|---|
Evan Lieberman | CCO | Chicago, Illinois | 8/10/2023 |
Name | Holdings Value | Location | File Number |
---|---|---|---|
Freedom Investment Management, Inc. | $1.19B | Hartford, CT | 028-15088 |
Advisory Services Network, LLC | $5.2B | Atlanta, GA | 028-15454 |
Darwin Wealth Management, LLC | $364M | Tampa, FL | 028-17491 |
Sage Capital Advisors,llc | $405M | Sioux Falls, SD | 028-18107 |
CreativeOne Wealth, LLC | $3.34B | Overland Park, KS | 028-18760 |
Foundations Investment Advisors, Llc | $5.42B | Phoenix, AZ | 028-18893 |
TrinityPoint Wealth, LLC | $712M | Milford, CT | 028-19093 |
Aspire Private Capital, LLC | $402M | Cornelius, NC | 028-19206 |
Golden State Wealth Management, LLC | $673M | Santa Ana, CA | 028-19519 |
Transcend Capital Advisors, Llc | $1.38B | Madison, NJ | 028-20168 |
Golden State Equity Partners | $505M | South Coast Metro, CA | 028-20606 |
Legacy Capital Group California, Inc. | $287M | Los Gatos, CA | 028-23223 |
Kingswood Wealth Advisors, Llc | $2.62B | San Diego, CA | 028-23333 |
Num | Name | Location | File Number |
---|---|---|---|
1 | One Charles Private Wealth Services, LLC | Hingham, MA | 028-19841 |
2 | Cabana Llc | Fayetteville, AR | 028-18640 |
3 | Kalos Management, Inc. | Alpharetta, GA | 028-17377 |
4 | Astor Investment Management LLC | Chicago, IL | 028-16121 |
5 | RWM Capital, LLC | Sugar Land, TX | 028-21755 |