Name | Title | City, State | Date |
---|---|---|---|
Evan Lieberman | Vice President, Chief Compliance Officer | Chicago, Illinois | 8/13/2019 |
Name | Holdings Value | Location | File Number |
---|---|---|---|
Foundations Investment Advisors, LLC | $5.18B | Phoenix, AZ | 028-18893 |
CreativeOne Wealth, LLC | $3.26B | Overland Park, KS | 028-18760 |
Sowell Financial Services LLC | $1.9B | North Little Rock, AR | 028-17985 |
TRANSCEND CAPITAL ADVISORS, LLC | $1.39B | Madison, NJ | 028-20168 |
KINGSWOOD WEALTH ADVISORS, LLC | $1.33B | San Diego, CA | 028-23333 |
Executive Wealth Management, LLC | $1.28B | Brighton, MI | 028-19423 |
Freedom Investment Management, Inc. | $1.2B | Hartford, CT | 028-15088 |
TrinityPoint Wealth, LLC | $712M | Milford, CT | 028-19093 |
Golden State Wealth Management, LLC | $667M | Santa Ana, CA | 028-19519 |
Golden State Equity Partners | $523M | South Coast Metro, CA | 028-20606 |
Aspire Private Capital, LLC | $403M | Cornelius, NC | 028-19206 |
Sage Capital Advisors,llc | $384M | Sioux Falls, SD | 028-18107 |
Legacy Capital Group California, Inc. | $328M | Los Gatos, CA | 028-23223 |
WATERSHED PRIVATE WEALTH LLC | $256M | Oak Brook, IL | 028-22886 |
OneAscent Wealth Management LLC | $243M | Birmingham, AL | 028-20595 |
Elevation Capital Advisory, LLC | $233M | Bend, OR | 028-21324 |
LANDMARK WEALTH MANAGEMENT, INC. | $205M | Normal, IL | 028-23988 |
JDM Financial Group LLC | $192M | Austin, TX | 028-22719 |
Stanich Group LLC | $134M | Montauk, NY | 028-24694 |
Hershey Financial Advisers, LLC | $114M | Lancaster, PA | 028-24338 |
Copley Financial Group, Inc. | $110M | San Diego, CA | 028-24516 |
Num | Name | Location | File Number |
---|---|---|---|
1 | Verity Investment Advisers, LLC |