Penserra Capital Management LLC

Q4 2023 13F Holdings Report, Options Holdings

Signature - Title
Katherine Drury - Compliance Officer
Location
Orinda, CA
Options holdings as of
December 31, 2023
Notional value $
$44K
Number of holdings
10
Date filed
2/14/2024, 02:29 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2023 - Nov 15, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q4 compared to 2023 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Lee Geiger Compliance Officer Orinda, California 2/14/2024

List of Other Managers Reporting for Penserra Capital Management LLC:

Name Holdings Value Location File Number
Capital Wealth Planning, LLC $10.7B Naples, FL 028-15439
Kingsview Wealth Management, LLC $4.75B Grants Pass, OR 028-19701
Guinness Atkinson Asset Management Inc $206M Pasadena, CA 028-12657

Other Included Managers (11):

Num Name Location File Number
1 EXCHANGE TRADED CONCEPTS, LLC Oklahoma City, OK
2 Innovator Management LLC
3 Amplify ETF Trust
4 Hoya Capital Real Estate, LLC Rowayton, CT
5 Defiance ETFs, LLC
6 Beyond Advisors IC
7 Procure ETF Trust II
8 DriveWealth ETF Trust
9 Grant/GrossMendelsohn, LLC Baltimore, MD
10 ADVISORS SERIES TRUST
12 Distribution Cognizant