Penserra Capital Management LLC

Q2 2019 13F Combination Report, Stock Holdings

Signature - Title
Katherine Drury - Compliance Officer
Location
Orinda, CA
Holdings as of
June 30, 2019
Value $
$1.29B
Num holdings
792
Date filed
8/13/2019, 02:47 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2019 - May 8, 2019
Next filing
Q3 2019 - Nov 15, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q2 compared to 2019 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matthew Tobin Compliance Officer Chicago, Illinois 8/13/2019

List of Other Managers Reporting for Penserra Capital Management LLC:

Name Holdings Value Location File Number
Capital Wealth Planning, LLC $10.7B Naples, FL 028-15439
Kingsview Wealth Management, LLC $4.75B Grants Pass, OR 028-19701
Guinness Atkinson Asset Management Inc $206M Pasadena, CA 028-12657

Other Included Managers (9):

Num Name Location File Number
1 EXCHANGE TRADED CONCEPTS, LLC Oklahoma City, OK
2 Innovator Management LLC
3 Amplify ETF Trust
4 Salt Financial, LLC
5 Defiance ETFs, LLC
6 CUSHING ASSET MANAGEMENT, LP
7 Procure ETF Trust II
8 Hoya Capital Real Estate, LLC Rowayton, CT
9 TriLine Index Solutions LLC