Penserra Capital Management LLC

Q2 2017 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Katherine Drury - Compliance Officer
Location
Orinda, CA
Holdings as of
June 30, 2017
Value $
$275M
Num holdings
517
Date filed
8/21/2017, 04:17 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2017 - May 9, 2017
Next filing
Q3 2017 - Oct 26, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q2 - Restatement compared to 2017 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anthony Castelli CCO New York, New York 8/21/2017

List of Other Managers Reporting for Penserra Capital Management LLC:

Name Holdings Value Location File Number
Capital Wealth Planning, LLC $10.7B Naples, FL 028-15439
Kingsview Wealth Management, LLC $4.75B Grants Pass, OR 028-19701
Guinness Atkinson Asset Management Inc $206M Pasadena, CA 028-12657

Other Included Managers (4):

Num Name Location File Number
1 EXCHANGE TRADED CONCEPTS, LLC Oklahoma City, OK
2 Innovator Management LLC
3 ETF Series Solutions
4 Amplify ETF Trust