TCW GROUP INC

Q1 2014 13F Combination Report, Excl. Options

Signature - Title
Andrew Bowden - Executive Vice President & General Counsel
Location
Los Angeles, California
Holdings as of
Mar 31, 2014
Value $
$24 B
Num holdings
747
Date filed
5/13/2014, 05:29 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q4 2013 - Feb 18, 2014
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q1 compared to 2013 Q4 - RESTATEMENT by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Meredith Jackson Executive Vice President and General Counsel Los Angeles, California 5/13/2014

This 13F Report is being filed by the TCW Group, Inc. ("TCW") on behalf of itself and its direct and indirect subsidiaries, which collectively constitute The TCW Group, Inc. business unit (the "TCW Business Unit"). The TCW Business Unit is majority owned by investment funds affiliated with The Carlyle Group, L.P. ("The Carlyle Group"). The TCW Business Unit is managed separately and operated independently. TCW is the parent holding company of a number of operating subsidiaries some of which are or may be "institutional investment managers" for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the "Act") and the rules promulgated thereunder. TCW itself does not in fact exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which its operating subsidiaries in fact exercise investment discretion. To the extent, however, that TCW's ownership interest in such operating units may nevertheless give rise to a Form 13(f) filing obligation on behalf of TCW, the information required by Form 13(f) is reported herein on behalf of certain of TCW's operating units, some of which are themselves institutional investment managers subject to Section 13(f) of the Act. In that regard, the Section 13(f) securities positions of TCW Asset Management Company, Trust Company of the West, Metropolitan West Asset Management, LLC, TCW Investment Management Company, and West Gate Advisors, LLC, are included in this Form 13F report. ALPS Advisors, Inc. is an adviser to certain accounts sub-advised by TCW Investment Management Company.

Other Included Managers (7):

Num Name File Number
1 TCW Investment Managment Company 028-06683
2 TCW Asset Managment Company 028-00787
3 Trust Company of the West 028-06681
4 Alps Advisors, Inc 028-12230
5 Metropolitan West Asset Management, LLC 028-13907
6 West Gate Advisors, LLC 028-15653
7 The Carlyle Group, L.P. 028-15025