Mariner, LLC

Q4 2021 13F Combination Report, Stock Holdings

Signature - Title
Anne Dorian - General Counsel and Chief Compliance Officer
Location
Overland Park, KS
Holdings as of
December 31, 2021
Value $
$23.6B
Num holdings
1,151
Date filed
2/14/2022, 04:31 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2021 - Nov 15, 2021
Next filing
Q1 2022 - May 13, 2022
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q4 compared to 2021 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Iryna Northrip Director, Regulatory Counsel Overland Park, Kansas 2/14/2021

Other Included Managers (2):

Num Name Location File Number
2 Mariner Platform Solutions, LLC Overland Park, KS 028-21357
3 AdvicePeriod, LLC 028-18755