B. Riley Wealth Advisors, Inc.

Q4 2019 13F Holdings Report, Stock Holdings

Signature - Title
Thomas Kowalczyk - President
Location
Boca Raton, FL
Holdings as of
31 Dec 2019
Value $
$1,174,609,000
Num holdings
873
Filing time
10 Feb 2020, 17:18:26 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, VEA, MSFT, IVV, and USMV.
Previous filing
Q3 2019 - 12 Nov 2019
Next filing
Q1 2020 - 06 May 2020
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas Kowalczyk President Dallas, Texas 31 Jan 2020

Other Included Managers (21):

Num Name Location File Number
1 Vanguard
2 Congress Asset Management Company
4 Brandes
6 Miller/Howard
8 NAVELLIER & ASSOCIATES INC Reno, NV
10 Zacks Investment Mgt
13 Cambiar
14 Anchor Capital
15 Atlanta Capital
17 Granite Invstmt Ptnr
18 Sparrow
19 Lazard
20 AthenaInvest Advisor
21 ACR
24 Dana Investment
25 Chartwell
26 Clark Capital Mgmt
27 Cohen & Steers
33 S&P
41 Hahn Capital Management
42 Legg Mason