B. Riley Wealth Advisors, Inc.

Q3 2018 13F Holdings Report, Stock Holdings

Signature - Title
Thomas Kowalczyk - President
Location
Boca Raton, FL
Holdings as of
30 Sep 2018
Value $
$840,076,000
Num holdings
742
Filing time
08 Nov 2018, 13:44:44 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, AMZN, VEA, VTV, and BNDX.
Previous filing
Q2 2018 - 05 Oct 2018
Next filing
Q4 2018 - 08 Feb 2019
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 compared to 2018 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas Kowalczyk President Dallas, Texas 05 Nov 2018

Other Included Managers (31):

Num Name Location File Number
1 Vanguard
2 Congress Asset Management Company
3 Forward Uniplan Advisors
4 Brandes
6 Miller/Howard
7 Manulife
8 NAVELLIER & ASSOCIATES INC Reno, NV
9 Loomis
10 Zacks Investment Mgt
11 PMC Sigma Mutual Fund Solutions
12 Invesco A.I.
13 Cambiar
14 Anchor Capital
15 Atlanta Capital
16 ICM
17 Granite Invstmt Ptnr
18 Sparrow
19 Lazard
20 AthenaInvest Advisor
21 ACR
22 Risk Paradigm Group
23 Astor
24 Dana Investment
25 Chartwell
26 Clark Capital Mgmt
27 Cohen & Steers
28 CLS Investments
29 Symmetry Partners
30 PMC ETF Solutions
33 S&P
41 Hahn Capital Management