Mariner, LLC

Q1 2018 13F Combination Report, Options Holdings

Signature - Title
Anne Dorian - General Counsel and Chief Compliance Officer
Location
Overland Park, KS
Options holdings as of
March 31, 2018
Notional value $
$0
Number of holdings
29
Date filed
5/15/2018, 04:28 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q4 2017 - Feb 9, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2018 Q1 compared to 2017 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Annie Taylor Senior Regulatory Counsel Overland Park, Kansas 5/14/2018

Other Included Managers (3):

Num Name Location File Number
2 MARINER WEALTH ADVISORS-OKLAHOMA, LLC 028-16242
3 Mariner Wealth Advisors-Madison, LLC 028-10221
6 Mariner Wealth Advisors-St. Louis, LLC 028-16994