Mariner, LLC

Q2 2017 13F Combination Report, Stock Holdings

Signature - Title
Annie Taylor - Senior Regulatory Counsel
Location
Overland Park, KS
Holdings as of
June 30, 2017
Value $
$2.13B
Num holdings
499
Date filed
8/11/2017, 01:50 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2017 - May 15, 2017
Next filing
Q3 2017 - Nov 14, 2017
SEC
View on sec.gov
Filing 2017 Q2 compared to 2017 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Annie Taylor Senior Regulatory Counsel Overland Park, Kansas 8/10/2017

List of Other Managers Reporting for Mariner, LLC:

Name Holdings Value Location File Number
Mariner Wealth Advisors-Cincinnati, LLC $1.81B Cincinnati, OH 028-15092
Vantage Investment Advisors, LLC $475M State College, PA 028-15831

Other Included Managers (5):

Num Name Location File Number
2 Mariner Wealth Advisors Oklahoma, Llc Overland Park, KS 028-16242
3 Mariner Wealth Advisors-Madison, LLC Overland Park, KS 028-10221
4 Mariner Wealth Advisors - Leawood, LLC Overland Park, KS 028-16909
5 Mariner Wealth Advisors-NYC, LLC Overland Park, KS 028-16888
6 Mariner Wealth Advisors-St. Louis, LLC Overland Park, KS 028-16994